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Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC is a SEC-registered independent Registered Investment Advisory (RIA) firm headquartered in Bellingham, WA. Founded by financial professionals who left the commission-based brokerage industry, the firm is dedicated to providing conflict-free wealth management, financial planning for individuals and families, and retirement plan solutions for business clients. With around 10 employees, Tradewinds Capital Management serves a client base focused on individuals—including high-net-worth investors—and provides tailored investment strategies, leveraging technology from Schwab Institutional to maintain client asset security while remaining independent.
Investment Strategy
Tradewinds Capital Management utilizes a proprietary active indexing approach to portfolio management, focusing on tailoring each portfolio to each client's unique needs and financial goals. The firm acts as a fiduciary, receives no commission revenue from investment products, and is committed to providing independent, unbiased advice. It leverages Schwab Institutional as a custodian for client assets, ensuring objective investment selection and prioritizing the long-term interests of its clients. The firm’s strategy emphasizes transparency, low-conflict advice, and a focus on wealth accumulation and preservation for individuals and retirement plan sponsors.
Latest 13F Filing Activity
Tradewinds Capital Management, LLC filed their most recent 13F report on Sep 30, 2025 disclosing 653 equity positions and 1 options positions with a total 13F market value of $445M. The fund increased holdings in Ishares U S Etf TR, Select Sector SPDR TR, Select Sector SPDR TR among other positions. Tradewinds Capital Management, LLC reduced exposure to Ishares Inc., Ishares TR, Franklin Templeton Etf TR among others.
Top Holdings
Equity Positions (653)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
E EWI | ISHARES INC | 8.22% | $36.6M | 704,794 | $48.53 | $51.95 | +$6.2M |
G GLDM | WORLD GOLD TR | 7.96% | $35.4M | 463,681 | $61.97 | $76.45 | +$5.2M |
E EWP | ISHARES INC | 7.53% | $33.5M | 677,221 | $44.02 | $49.50 | +$3.2M |
E EWS | ISHARES INC | 7.30% | $32.5M | 1,146,502 | $21.91 | $28.34 | -$1.0M |
E EWG | ISHARES INC | 7.18% | $32.0M | 768,223 | $39.50 | $41.61 | +$656.6K |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
N NKE | NIKE INC | New | Call | $69.7K | 10 | $69.73 | $69.73 | +10 | +$69.7K |
Industry Allocation
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