Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC is a SEC-registered independent Registered Investment Advisory (RIA) firm headquartered in Bellingham, WA. Founded by financial professionals who left the commission-based brokerage industry, the firm is dedicated to providing conflict-free wealth management, financial planning for individuals and families, and retirement plan solutions for business clients. With around 10 employees, Tradewinds Capital Management serves a client base focused on individuals—including high-net-worth investors—and provides tailored investment strategies, leveraging technology from Schwab Institutional to maintain client asset security while remaining independent.
Investment Strategy
Tradewinds Capital Management utilizes a proprietary active indexing approach to portfolio management, focusing on tailoring each portfolio to each client's unique needs and financial goals. The firm acts as a fiduciary, receives no commission revenue from investment products, and is committed to providing independent, unbiased advice. It leverages Schwab Institutional as a custodian for client assets, ensuring objective investment selection and prioritizing the long-term interests of its clients. The firm’s strategy emphasizes transparency, low-conflict advice, and a focus on wealth accumulation and preservation for individuals and retirement plan sponsors.
Top Holdings
Equity Positions (653)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
E EWI | ISHARES INC | 8.22% | $36.6M | 704,794 | $48.53 | $51.95 | +$6.2M |
G GLDM | WORLD GOLD TR | 7.96% | $35.4M | 463,681 | $61.97 | $76.45 | +$5.2M |
E EWP | ISHARES INC | 7.53% | $33.5M | 677,221 | $44.02 | $49.50 | +$3.2M |
E EWS | ISHARES INC | 7.30% | $32.5M | 1,146,502 | $21.91 | $28.34 | -$1.0M |
E EWG | ISHARES INC | 7.18% | $32.0M | 768,223 | $39.50 | $41.61 | +$656.6K |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
N NKE | NIKE INC | New | Call | $69.7K | 10 | $69.73 | $69.73 | +10 | +$69.7K |