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Verity Asset Management, Inc.

CIK:0001597298
Investment Adviser
$1B AUM
201 holdings
Durham, NC, United States
Founded:1996
67 employees
Latest filing:Jun 30, 2025

Verity Asset Management, Inc. is a Registered Investment Adviser headquartered in Durham, North Carolina. Founded in 1996, the firm serves individual investment clients, employers, and financial advisors nationwide, with a specialized focus on retirement plans for educators, wealth management, retirement income planning, and investment advisor support. As of 2025, Verity manages over $1 billion in assets and employs approximately 67 professionals. In July 2025, Verity was acquired by Simplicity Group Holdings but continues to operate under the Verity brand, led by its existing management team.

Investment Strategy

Verity Asset Management focuses on client-centered, holistic financial solutions emphasizing wealth accumulation and preservation. The firm provides tailored investment management, retirement account oversight for educators, comprehensive retirement income planning, and advisory services to employer retirement plans. Verity is known for innovative use of technology and a strong presence in the 403(b) retirement space. Its investment philosophy prioritizes fiduciary duty, diversification, and long-term, goal-oriented strategies designed to serve both individual and institutional clients.

Top Buys
I
IEVISHARES EUROPE ETF
+$3.0M
S
SPYSPDR SP 500 ETF TR TR UNIT
+$3.0M
V
VTVANGUARD TOT WORLD STK INDEX ETF
+$1.4M
B
BSJQINVESCO BULLETSHARES 2026 HIGH YIELD CORPORATE BOND ETF
+$1.4M
J
JEPQJPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF
+$1.0M
Top Sells
I
IVVISHARES CORE SP 500 ETF
-$5.7M
I
IBMINTERNATIONAL BUSINESS MACHINES CORP
-$3.1M
E
EPDENTERPRISE PRODUCTS PARTNERS L P
-$3.0M
E
EFAISHARES MSCI EAFE ETF
-$2.8M
V
VXUSVANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS
-$2.7M

Top Holdings

S
SPYSPDR SP 500 ETF TR TR UNIT
+8.6%$18.1M
J
JEPIJ P MORGAN EXCHANGE-TRADED FD
+3.7%$7.8M
B
BSJQINVESCO BULLETSHARES 2026 HIGH YIELD CORPORATE BOND ETF
+3.7%$7.7M
B
BSJPINVESCO BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF
+3.4%$7.2M
I
IVVISHARES CORE SP 500 ETF
+2.8%$5.9M

Equity Positions (200)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SPY
SPDR SP 500 ETF TR TR UNIT8.62%$18.1M29,214$480.88$617.85+$3.0M
J
JEPI
J P MORGAN EXCHANGE-TRADED FD3.70%$7.8M136,417$55.09$56.85+$119.6K
B
BSJQ
INVESCO BULLETSHARES 2026 HIGH YIELD CORPORATE BOND ETF3.67%$7.7M328,992$23.21$23.33+$1.4M
B
BSJP
INVESCO BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF3.44%$7.2M312,153$23.01$23.07-$1.3K
I
IVV
ISHARES CORE SP 500 ETF2.80%$5.9M9,455$524.02$620.90-$5.7M

Industry Allocation

COMMODITY CONTRACTS BROKERS & DEALERS
+3.8%
PHARMACEUTICAL PREPARATIONS
+2.9%
SEMICONDUCTORS & RELATED DEVICES
+2.8%
SERVICES-PREPACKAGED SOFTWARE
+2.7%
COMPUTER & OFFICE EQUIPMENT
+2.3%