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SMH Capital Advisors Inc.
SMH Capital Advisors LLC is a registered investment adviser headquartered in Fort Worth, Texas. The firm was founded in 1997 and currently employs approximately 3-4 people. It serves retail investors, institutional clients, and as a sub-adviser to mutual funds in the Catalyst family. SMH Capital Advisors is regulated by the SEC, and maintains a fiduciary duty to act in their clients’ best interests. The firm offers investment advisory and discretionary management services, including platform programs and institutional investment solutions.
Investment Strategy
SMH Capital Advisors LLC provides discretionary investment advisory services to retail and institutional investors through several programs, allocating client assets among mutual funds, ETFs, stocks, bonds, real estate investment trusts (REITs), business development companies (BDCs), and other securities. The firm emphasizes diversified asset allocation and offers sub-advisory services to Catalyst mutual funds. Account minimums and specific investment allocations are determined by strategy type, with monitoring and tailored solutions provided for each client program. SMHCA pursues long-term growth and risk-adjusted returns through diversified public and private securities across multiple sectors and asset classes.
Latest 13F Filing Activity
SMH Capital Advisors Inc. filed their most recent 13F report on Jun 30, 2025 disclosing 42 equity positions with a total 13F market value of $44M. The fund increased holdings in SPDR S&P 500 Etf TR, SPDR Series Trust, Blue Owl Capital Inc. among other positions. SMH Capital Advisors Inc. reduced exposure to Compass Diversified, AT&T Inc., Enbridge Inc. among others.
Top Holdings
Equity Positions (42)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
T TRIN | TRINITY CAP INC | 4.33% | $1.9M | 135,485 | $14.27 | $14.07 | -$155.7K |
S SPHY | SPDR SERIES TRUST | 3.35% | $1.5M | 62,000 | $23.64 | $23.80 | +$773.0K |
V VICI | VICI PPTYS INC | 3.04% | $1.3M | 41,070 | $29.66 | $32.60 | -$4.6K |
S SPY | SPDR S&P 500 ETF TR | 2.66% | $1.2M | 1,896 | $617.85 | $617.85 | +$1.2M |
M MAIN | MAIN STR CAP CORP | 2.50% | $1.1M | 18,630 | $41.65 | $59.10 | +$40.2K |
Industry Allocation
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