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Allworth Financial LP
Allworth Financial LP is a SEC-registered investment adviser headquartered in Folsom, California. Founded in 1993, the firm provides comprehensive and customized financial guidance and wealth management services, including investment management, tax planning, insurance, and estate planning. As of mid-2025, the company has approximately 466 employees, serving a broad range of individuals (including high-net-worth clients), pension and profit sharing plans, and charitable organizations. Allworth is recognized for its client-centric fiduciary approach, transparent fee-based model, and broad suite of advanced investment solutions.
Investment Strategy
Allworth Financial employs a fiduciary, comprehensive, and personalized approach to wealth management, targeting individual investors, especially high-net-worth clients. The firm delivers customized strategies that integrate investment management, tax planning, insurance, and estate planning. Their investment philosophy centers on fee-based, client-aligned service—eschewing product sales for objective, needs-based guidance. Allworth emphasizes diversified portfolios, risk management to minimize downside, and maximizing long-term return potential through ongoing, proactive financial planning.
Latest 13F Filing Activity
Allworth Financial LP filed their most recent 13F report on Jun 30, 2025 disclosing 4,462 equity positions and 8 options positions with a total 13F market value of $21B. The fund increased holdings in Vanguard Index FDS, SPDR Series Trust, Nvidia Corporation among other positions. Allworth Financial LP reduced exposure to Innovator Etfs Trust, Innovator Etfs Trust, Vanguard Scottsdale FDS among others.
Top Holdings
Equity Positions (4,462)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
V VTI | VANGUARD INDEX FDS | 12.14% | $2.53B | 8,339,758 | $172.67 | $303.93 | +$333.4M |
B BSV | VANGUARD BD INDEX FDS | 7.04% | $1.47B | 18,685,793 | $77.76 | $78.70 | +$28.0M |
B BND | VANGUARD BD INDEX FDS | 7.00% | $1.46B | 19,864,987 | $77.33 | $73.63 | +$39.2M |
S SPDW | SPDR INDEX SHS FDS | 6.20% | $1.29B | 31,953,401 | $31.85 | $40.49 | +$108.9M |
S SPYG | SPDR SERIES TRUST | 5.18% | $1.08B | 11,348,851 | $59.31 | $95.32 | +$180.3M |
Options Positions (8)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
W WFC | WELLS FARGO CO NEW | New | Put | $14.9M | 1,862 | $80.12 | $80.12 | +1,862 | +$14.9M |
N NVDA | NVIDIA CORPORATION | — | Put | $8.6M | 545 | $157.99 | $114.61 | 0 | +$2.8M |
S SPY | SPDR S&P 500 ETF TR | — | Call | $8.1M | 131 | $617.85 | $569.04 | 0 | +$932.2K |
A AAPL | APPLE INC | — | Put | $2.8M | 137 | $205.17 | $222.13 | 0 | -$43.8K |
T THC | TENET HEALTHCARE CORP | — | Put | $827.2K | 47 | $176.00 | $126.23 | 0 | +$243.3K |
Industry Allocation
Investment Team (3)
| Name | Role | Location | |
|---|---|---|---|
 | Chief Investment Officer | United States | |
C Carolyn Damon | Trading Manager | Terrace Park, OH , United States | |
 | Real Estate Portfolio Manager | Waltham, MA , United States |
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