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Brookwood Investment Group LLC

CIK:0002066812
Investment Adviser
$1B AUM
479 holdings
Phoenix, AZ, US
Founded:2021
24 employees
Latest filing:Sep 30, 2025

Brookwood Investment Group LLC is a registered investment advisor (RIA) headquartered in Phoenix, Arizona. Founded as an LLC in 2021, it employs 24 people (as of 2025), focusing entirely on investment advisory services. The firm offers a platform and supportive ecosystem tailored for entrepreneurial financial advisors, emphasizing relationships, collaboration, and advisor autonomy. Brookwood serves clients nationwide, especially individuals (including high net worth), and aims to redefine the financial advisor experience through technology, compliance, and community-building.

Investment Strategy

Brookwood Investment Group's investment strategy centers on empowering financial advisors to deliver individualized, relationship-driven wealth management. They provide advisors with top-tier technology, compliance support, and a collaborative environment, allowing for tailored investment solutions unique to each client. The firm stresses advisor independence, open communication, and collective knowledge, supporting advisors as they pursue innovative strategies and long-term growth for their clients. Their approach is client-focused and flexible, aiming to adapt to rapidly changing financial markets and regulatory landscapes.

Latest 13F Filing Activity

Brookwood Investment Group LLC filed their most recent 13F report on Sep 30, 2025 disclosing 451 equity positions and 2 options positions with a total 13F market value of $775M. The fund increased holdings in PIMCO Etf TR, TCW Etf Trust, Apple Inc. among other positions. Brookwood Investment Group LLC reduced exposure to First TR Exchange-traded FD, Invesco Exch Traded FD TR II, RBB FD Inc. among others.

Top Buys
P
PYLDPIMCO ETF TR
+$14.4M
F
FLXRTCW ETF TRUST
+$11.3M
A
AAPLAPPLE INC
+$6.3M
V
VTIVANGUARD INDEX FDS
+$6.0M
X
XLISELECT SECTOR SPDR TR
+$5.0M
Top Sells
L
LGOVFIRST TR EXCHANGE-TRADED FD
-$10.9M
S
SPMOINVESCO EXCH TRADED FD TR II
-$5.3M
T
TMFERBB FD INC
-$5.0M
T
TLTISHARES TR
-$4.5M
S
STOTSSGA ACTIVE TR
-$2.9M

Top Holdings

N
NVDANVIDIA CORPORATION
+5.9%$45.6M
V
VTIVANGUARD INDEX FDS
+5.9%$45.3M
V
VUGVANGUARD INDEX FDS
+4.0%$31.1M
A
AAPLAPPLE INC
+3.6%$28.1M
A
AMZNAMAZON COM INC
+2.5%$19.0M

Equity Positions (451)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
NVIDIA CORPORATION5.89%$45.6M244,656$108.38$186.58+$3.2M
VANGUARD INDEX FDS5.85%$45.3M138,091$278.55$328.17+$6.0M
VANGUARD INDEX FDS4.01%$31.1M64,767$379.10$479.61+$4.3M
APPLE INC3.63%$28.1M110,416$223.36$254.63+$6.3M
AMAZON COM INC2.45%$19.0M86,510$191.75$219.57+$353.2K

Options Positions (2)

TickerSecurityActionTypeNotional ValueContractsUnderlying PricePremium PaidChange (Contracts)Change (Value)
REDWIRE CORPORATIONNew
Call
$7.4K116$8.99$8.99+116+$7.4K
PROFICIENT AUTO LOGISTICS INSold
Call
$2.7K185$6.89$7.26-188-$27.7K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+9.1%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+5.1%
SERVICES-PREPACKAGED SOFTWARE
+4.2%
ELECTRONIC COMPUTERS
+3.7%
COMMODITY CONTRACTS BROKERS & DEALERS
+3.2%