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Cape Investment Advisory, Inc.

CIK:0001944437
Investment Adviser
$402M AUM
1,170 holdings
McDonough, GA, US
Founded:2010
140 employees
Latest filing:Jun 30, 2025

CAPE INVESTMENT ADVISORY, INC. is an SEC-registered investment adviser headquartered in McDonough, Georgia, serving primarily individual investors including high net worth individuals as well as pension plans. Founded in 2010, the firm employs around 140 staff, with capabilities spanning financial planning, investment management, insurance services, and retirement advice. They offer both proprietary and third-party managed account solutions and maintain a community-focused and socially conscious investment approach.

Investment Strategy

Cape Investment Advisory creates financial strategies tailored to individual client goals, focusing on community-conscious and growth-promoting investment for both individuals and retirement plans. Their approach includes written financial plans, use of both in-house and third-party manager strategies, managed accounts, mutual fund and ETF portfolio models, and insurance solutions. Cape emphasizes empowering Investment Advisor Representatives (IARs) through flexible custodian options and model portfolios, aiming to deliver exceptional financial concierge services and promote long-term financial security for their clients.

Top Buys
S
SCHBSCHWAB STRATEGIC TR
+$4.2M
M
MSFTMICROSOFT CORP
+$1.9M
S
SCHGSCHWAB STRATEGIC TR
+$1.1M
A
ABNBAIRBNB INC
+$994.0K
S
SPYSPDR S&P 500 ETF TR
+$775.6K
Top Sells
K
KOCOCA COLA CO
-$1.1M
C
CHKPCHECK POINT SOFTWARE TECH LT
-$565.6K
I
IJRISHARES TR
-$551.2K
I
IXUSISHARES TR
-$500.2K
C
CVXCHEVRON CORP NEW
-$399.6K

Top Holdings

S
SCHBSCHWAB STRATEGIC TR
+13.8%$37.7M
S
SCHVSCHWAB STRATEGIC TR
+6.1%$16.7M
S
SCHGSCHWAB STRATEGIC TR
+2.8%$7.6M
M
MSFTMICROSOFT CORP
+2.7%$7.3M
B
BINCBLACKROCK ETF TRUST II
+2.5%$6.9M

Equity Positions (1,158)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SCHB
SCHWAB STRATEGIC TR13.77%$37.7M1,583,013$16.29$23.83+$4.2M
S
SCHV
SCHWAB STRATEGIC TR6.09%$16.7M602,557$21.98$27.67+$692.9K
S
SCHG
SCHWAB STRATEGIC TR2.78%$7.6M261,030$16.29$29.21+$1.1M
M
MSFT
MICROSOFT CORP2.67%$7.3M14,687$300.39$497.41+$1.9M
B
BINC
BLACKROCK ETF TRUST II2.50%$6.9M129,691$52.31$52.84+$540.4K

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+4.6%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+3.9%
SEMICONDUCTORS & RELATED DEVICES
+2.5%
SERVICES-BUSINESS SERVICES, NEC
+1.8%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+1.6%