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About
Ben Brooks is the President of Capital Investment Counsel, Inc., based in North Carolina, where he leads the firm’s investment strategy and oversees client portfolio management for a diverse clientele including high-net-worth individuals, nonprofits, and institutional investors. His responsibilities span firm leadership, portfolio construction, and ensuring long-term wealth preservation with a particular emphasis on U.S. public equities and fixed income across diversified asset allocations.
With over three decades in the financial services industry, Ben brings substantial expertise in public markets, portfolio design, and risk-adjusted investment solutions. He is also the founding partner of Southern Capitol Ventures, focusing on entrepreneurial and venture opportunities, and previously held senior leadership roles in investment banking where he guided acquisition and capital placement transactions for growth-oriented firms.
Ben holds an MBA in Finance from Duke University's Fuqua School of Business and a bachelor’s degree from the University of North Carolina at Chapel Hill. Recognized for his integrity and client focus, he has contributed significantly to advancing prudent investment management and the financial wellbeing of his clients and partners throughout his career.
Career History
| Organization | Role | Date Range | Details |
|---|---|---|---|
| Capital Investment Companies | President | Aug 2016 to Present | — |
| Southern Capitol Ventures | Founder | Feb 2001 to Present | — |
Education
Duke University
MBA, Finance
1989 — 1991
Duke University - The Fuqua School of Business
1989 — 1991
University of North Carolina at Chapel Hill
Skills & Expertise
Others at Capital Investment Counsel, Inc. (7)
| Name | Role | Location |
|---|---|---|
| Portfolio Manager | Raleigh, NC , United States | |
R Richard Bryant | President and Chief Executive Officer | Raleigh, NC , United States |
| Principal | Raleigh, NC , United States | |
A Angela Peron | Vice President of Investment Department | — |
| Director of Capital Bank Partners | Wilmington, NC , United States | |
| Registered Principal | Hickory, NC , United States | |
L Lesego Mokgethi | Business Analyst | Bloemfontein, FS , South Africa |