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Dougherty Wealth Advisers LLC

CIK:0001755933
Investment Adviser
$418M AUM
112 holdings
Wayzata, MN, United States
Founded:2011
4 employees
Latest filing:Sep 30, 2025

Dougherty Wealth Advisers LLC is an SEC-registered investment advisory firm headquartered in Wayzata, Minnesota. Founded in 2011, the firm provides wealth management and investment advisory services, primarily to high-net-worth individuals and a small number of charitable organizations. With a small team of 3-4 employees, Dougherty Wealth Advisers specializes in comprehensive financial planning and portfolio management, tailoring its services to private clients seeking personalized financial solutions.

Investment Strategy

Dougherty Wealth Advisers LLC focuses on delivering customized portfolio management and financial planning services to its clients, primarily high-net-worth individuals. Their approach emphasizes asset allocation across diversified holdings, predominately in large-cap equities and ETFs. The firm frequently utilizes index funds as portfolio core holdings, maintaining a disciplined, long-term investment philosophy. Portfolio adjustments are based on continuous research and individual client objectives, and recent filings show an emphasis on leading technology and broad-market ETF exposures. There is no evidence of alternative or complex hedge strategies, suggesting a traditional, client-centric advisory approach.

Latest 13F Filing Activity

Dougherty Wealth Advisers LLC filed their most recent 13F report on Sep 30, 2025 disclosing 111 equity positions with a total 13F market value of $155M. The fund increased holdings in Vanguard Growth Etf, Vanguard Value Etf, Vanguard Mid-cap Value Etf among other positions. Dougherty Wealth Advisers LLC reduced exposure to Invesco QQQ Trust Series I, Ishares Russell Mid-cap Growth Etf, Ishares Msci Eafe Etf among others.

Top Buys
V
VUGVANGUARD GROWTH ETF
+$3.9M
V
VTVVANGUARD VALUE ETF
+$3.2M
V
VOEVANGUARD MID-CAP VALUE ETF
+$1.4M
A
AAPLAPPLE INC COM
+$1.1M
V
VIOGVANGUARD S&P SMALL-CAP 600 GROWTH ETF
+$973.7K
Top Sells
Q
QQQINVESCO QQQ TRUST SERIES I
-$4.2M
I
IWPISHARES RUSSELL MID-CAP GROWTH ETF
-$3.1M
E
EFAISHARES MSCI EAFE ETF
-$1.9M
A
ANSSANSYS INC COM
-$143.3K
F
FICOFAIR ISAAC CORP COM
-$73.9K

Top Holdings

V
VUGVANGUARD GROWTH ETF
+25.8%$40.0M
V
VTVVANGUARD VALUE ETF
+24.7%$38.3M
V
VOEVANGUARD MID-CAP VALUE ETF
+9.9%$15.4M
V
VIOGVANGUARD S&P SMALL-CAP 600 GROWTH ETF
+5.9%$9.2M
V
VWOVANGUARD FTSE EMERGING MARKETS ETF
+4.0%$6.2M

Equity Positions (111)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
VANGUARD GROWTH ETF25.76%$40.0M83,358$265.52$479.61+$3.9M
VANGUARD VALUE ETF24.70%$38.3M205,586$148.63$186.49+$3.2M
VANGUARD MID-CAP VALUE ETF9.89%$15.4M87,941$129.34$174.58+$1.4M
VANGUARD S&P SMALL-CAP 600 GROWTH ETF5.93%$9.2M75,579$100.54$121.76+$973.7K
VANGUARD FTSE EMERGING MARKETS ETF3.98%$6.2M114,094$44.88$54.18+$661.8K

Industry Allocation

ELECTRONIC COMPUTERS
+3.6%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+2.8%
SERVICES-PREPACKAGED SOFTWARE
+1.5%
NATIONAL COMMERCIAL BANKS
+1.0%
SERVICES-BUSINESS SERVICES, NEC
+0.7%