Halter Ferguson Financial Inc.
Halter Ferguson Financial Inc. is a registered investment adviser headquartered in Carmel, Indiana. The firm was founded in 2011 and typically employs about 9–12 staff, with the majority serving investor clients. It serves both high net worth individuals and other individual investors, providing personalized investment advisory services and financial planning. The firm is focused on discretionary portfolio management and related financial services for its clientele.
Investment Strategy
Halter Ferguson Financial Inc. primarily provides discretionary investment management for individuals and high net worth individuals, focusing on building diversified portfolios based on clients’ financial objectives and risk tolerance. They utilize a mix of equities, ETFs, and managed funds, adapting asset allocations in line with market conditions and client goals. Their strategy emphasizes broad diversification, regular portfolio reviews, and a long-term investment approach.
Top Holdings
Equity Positions (31)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
T TSLA | TESLA INC | 52.11% | $227.9M | 512,519 | $286.76 | $444.72 | +$92.4M |
Q QQQ | INVESCO QQQ TR | 13.66% | $59.8M | 99,558 | $501.85 | $600.37 | +$1.3M |
L LMND | LEMONADE INC | 7.05% | $30.8M | 575,906 | $37.94 | $53.53 | +$18.3M |
S SPY | SPDR S&P 500 ETF TR | 3.88% | $17.0M | 25,479 | $606.15 | $666.18 | +$3.3M |
A AEHR | AEHR TEST SYS | 3.12% | $13.6M | 453,012 | $18.51 | $30.11 | +$8.0M |
Options Positions (2)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
T TSLA | TESLA INC | Bought | Call | $24.0M | 540 | $444.72 | $287.27 | +68 | +$9.0M |
N NVDA | NVIDIA CORPORATION | — | Call | $1.5M | 80 | $186.58 | $128.14 | 0 | +$228.7K |