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Halter Ferguson Financial Inc.

CIK:0001842665
Investment Adviser
$488M AUM
33 holdings
Carmel, IN, United States
Founded:2011
12 employees
Latest filing:Sep 30, 2025

Halter Ferguson Financial Inc. is a registered investment adviser headquartered in Carmel, Indiana. The firm was founded in 2011 and typically employs about 9–12 staff, with the majority serving investor clients. It serves both high net worth individuals and other individual investors, providing personalized investment advisory services and financial planning. The firm is focused on discretionary portfolio management and related financial services for its clientele.

Investment Strategy

Halter Ferguson Financial Inc. primarily provides discretionary investment management for individuals and high net worth individuals, focusing on building diversified portfolios based on clients’ financial objectives and risk tolerance. They utilize a mix of equities, ETFs, and managed funds, adapting asset allocations in line with market conditions and client goals. Their strategy emphasizes broad diversification, regular portfolio reviews, and a long-term investment approach.

Latest 13F Filing Activity

Halter Ferguson Financial Inc. filed their most recent 13F report on Sep 30, 2025 disclosing 31 equity positions and 2 options positions with a total 13F market value of $437M. The fund increased holdings in Tesla Inc., Lemonade Inc., Bitmine Immersion Tecnologie among other positions. Halter Ferguson Financial Inc. reduced exposure to Bloom Energy Corp., Invesco Exchange Traded FD T, Candel Therapeutics Inc. among others.

Top Buys
T
TSLATESLA INC
+$92.4M
L
LMNDLEMONADE INC
+$18.3M
B
BMNRBITMINE IMMERSION TECNOLOGIE
+$11.3M
U
UPSTUPSTART HLDGS INC
+$10.4M
A
AEHRAEHR TEST SYS
+$8.0M
Top Sells
B
BEBLOOM ENERGY CORP
-$9.6M
R
RSPTINVESCO EXCHANGE TRADED FD T
-$575.7K
C
CADLCANDEL THERAPEUTICS INC
-$369.4K
V
VEAVANGUARD TAX-MANAGED FDS
-$255.6K
A
AMZNAMAZON COM INC
-$178.2K

Top Holdings

T
TSLATESLA INC
+52.1%$227.9M
Q
QQQINVESCO QQQ TR
+13.7%$59.8M
L
LMNDLEMONADE INC
+7.0%$30.8M
S
SPYSPDR S&P 500 ETF TR
+3.9%$17.0M
A
AEHRAEHR TEST SYS
+3.1%$13.6M

Equity Positions (31)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
TESLA INC52.11%$227.9M512,519$286.76$444.72+$92.4M
INVESCO QQQ TR13.66%$59.8M99,558$501.85$600.37+$1.3M
LEMONADE INC7.05%$30.8M575,906$37.94$53.53+$18.3M
SPDR S&P 500 ETF TR3.88%$17.0M25,479$606.15$666.18+$3.3M
AEHR TEST SYS3.12%$13.6M453,012$18.51$30.11+$8.0M

Options Positions (2)

TickerSecurityActionTypeNotional ValueContractsUnderlying PricePremium PaidChange (Contracts)Change (Value)
TESLA INCBought
Call
$24.0M540$444.72$287.27+68+$9.0M
NVIDIA CORPORATION
Call
$1.5M80$186.58$128.140+$228.7K

Industry Allocation

MOTOR VEHICLES & PASSENGER CAR BODIES
+57.6%
FIRE, MARINE & CASUALTY INSURANCE
+7.1%
FINANCE SERVICES
+5.0%
INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS
+3.1%
SEMICONDUCTORS & RELATED DEVICES
+2.5%