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Investments & Financial Planning, LLC

CIK:0001909307
Investment Adviser
$19M AUM
37 holdings
Lexington, KY, US
Founded:2012
2 employees
Latest filing:Jun 30, 2025

Investments & Financial Planning, LLC is a Kentucky-based registered investment adviser providing personalized financial planning and investment advisory services. Founded in 2012, the firm serves individuals and families with comprehensive planning, including retirement, estate, tax, and investment guidance. As a small, independent advisory practice, it emphasizes client education and tailored advice. The company typically maintains a limited staff size focused on high-touch client interaction.

Investment Strategy

The firm employs a client-centric investment strategy emphasizing long-term, buy-and-hold philosophy tailored to individual financial situations, risk tolerance, and goals. Recommendations are based on asset allocation across diverse categories, incorporating both passive and active strategies to meet client needs and market conditions. The primary goal is minimizing risk while achieving sustainable growth through diversified portfolios.

Top Buys
S
SPYGSPDR SERIES TRUST
+$6.0M
V
VBVANGUARD INDEX FDS
+$3.2M
C
CGGRCAPITAL GROUP GROWTH ETF
+$2.2M
I
IJHISHARES TR
+$2.0M
V
VOVANGUARD INDEX FDS
+$1.6M
Top Sells
V
VCSHVANGUARD SCOTTSDALE FDS
-$433.3K
B
BNDXVANGUARD CHARLOTTE FDS
-$98.5K
A
AAPLAPPLE INC
-$50.4K
S
SUBISHARES TR
-$41.1K
U
UNHUNITEDHEALTH GROUP INC
-$23.6K

Top Holdings

V
VBVANGUARD INDEX FDS
+21.4%$37.1M
S
SPYGSPDR SERIES TRUST
+20.5%$35.7M
I
IJHISHARES TR
+14.5%$25.1M
V
VOVANGUARD INDEX FDS
+9.5%$16.5M
C
CGGRCAPITAL GROUP GROWTH ETF
+6.2%$10.7M

Equity Positions (37)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
V
VB
VANGUARD INDEX FDS21.36%$37.1M156,471$193.83$236.98+$3.2M
S
SPYG
SPDR SERIES TRUST20.53%$35.7M374,028$51.83$95.32+$6.0M
I
IJH
ISHARES TR14.47%$25.1M404,959$49.02$62.02+$2.0M
V
VO
VANGUARD INDEX FDS9.48%$16.5M58,805$228.23$279.83+$1.6M
C
CGGR
CAPITAL GROUP GROWTH ETF6.16%$10.7M263,134$26.76$40.65+$2.2M

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+2.2%
MOTOR VEHICLES & PASSENGER CAR BODIES
+1.0%
ELECTRONIC COMPUTERS
+0.4%
SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION
+0.3%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+0.2%