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Investments & Financial Planning, LLC
Investments & Financial Planning, LLC is a Kentucky-based registered investment adviser providing personalized financial planning and investment advisory services. Founded in 2012, the firm serves individuals and families with comprehensive planning, including retirement, estate, tax, and investment guidance. As a small, independent advisory practice, it emphasizes client education and tailored advice. The company typically maintains a limited staff size focused on high-touch client interaction.
Investment Strategy
The firm employs a client-centric investment strategy emphasizing long-term, buy-and-hold philosophy tailored to individual financial situations, risk tolerance, and goals. Recommendations are based on asset allocation across diverse categories, incorporating both passive and active strategies to meet client needs and market conditions. The primary goal is minimizing risk while achieving sustainable growth through diversified portfolios.
Latest 13F Filing Activity
Investments & Financial Planning, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 37 equity positions with a total 13F market value of $174M. The fund increased holdings in SPDR Series Trust, Vanguard Index FDS, Capital Group Growth Etf among other positions. Investments & Financial Planning, LLC reduced exposure to Vanguard Scottsdale FDS, Vanguard Charlotte FDS, Apple Inc. among others.
Top Holdings
Equity Positions (37)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
V VB | VANGUARD INDEX FDS | 21.36% | $37.1M | 156,471 | $193.83 | $236.98 | +$3.2M |
S SPYG | SPDR SERIES TRUST | 20.53% | $35.7M | 374,028 | $51.83 | $95.32 | +$6.0M |
I IJH | ISHARES TR | 14.47% | $25.1M | 404,959 | $49.02 | $62.02 | +$2.0M |
V VO | VANGUARD INDEX FDS | 9.48% | $16.5M | 58,805 | $228.23 | $279.83 | +$1.6M |
C CGGR | CAPITAL GROUP GROWTH ETF | 6.16% | $10.7M | 263,134 | $26.76 | $40.65 | +$2.2M |
Industry Allocation
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