Kaizen Financial Strategies
Kaizen Financial Strategies is a registered investment adviser based in Campbell, California, founded in 2019. The firm provides portfolio management and financial planning services primarily for individuals, including both high net-worth and retail clients, as well as charitable organizations. With approximately 6 employees, the firm is focused on helping clients achieve their financial goals through personalized investment advice and comprehensive wealth management.
Investment Strategy
Kaizen Financial Strategies offers comprehensive financial planning and portfolio management services, emphasizing a diversified investment approach tailored to client objectives and risk tolerances. Their 13F filings indicate active management of equities and ETFs, with a focus on constructing portfolios using a blend of large-cap stocks (such as SPY, AAPL, SCHG), sector diversification, and regular position adjustments. The firm prioritizes long-term growth and risk mitigation, seeking to optimize returns for both high net-worth and retail clients.
Top Holdings
Equity Positions (149)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPY | SPDR S&P 500 ETF TR | 8.43% | $16.6M | 26,858 | $458.43 | $617.85 | +$461.5K |
S SCHG | SCHWAB STRATEGIC TR | 7.94% | $15.6M | 534,786 | $19.23 | $29.21 | +$2.4M |
A AAPL | APPLE INC | 6.44% | $12.7M | 61,808 | $142.19 | $205.17 | -$983.1K |
C CGDV | CAPITAL GROUP DIVIDEND VALUE | 4.96% | $9.8M | 247,459 | $35.06 | $39.49 | +$1.4M |
V VCRB | VANGUARD MALVERN FDS | 4.84% | $9.5M | 122,783 | $75.98 | $77.58 | +$276.7K |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
U UVXY | PROSHARES TR II | New | Call | $5.4K | 136 | $18.75 | $18.75 | +136 | +$5.4K |