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Klingman & Associates, LLC
Klingman & Associates, LLC is a registered investment adviser headquartered in New York, NY. Founded in 2001 and registered with the SEC since 2007, the firm provides comprehensive wealth management services focused on high net worth individuals, families, entrepreneurs, and professionals. Its services include investment management, tax planning, estate and generational planning, and philanthropic consulting. The firm is known for its client-centric and highly personalized approach to financial planning, with fewer than 25 employees.
Investment Strategy
Klingman & Associates tailors its investment strategy to each client’s individual goals, financial circumstances, and risk preferences. The firm primarily offers advice on equities, corporate and municipal debt, mutual funds, and ETFs, assigning clients to asset allocation models that are regularly reviewed and updated. Accounts are managed on a discretionary or, in select cases, non-discretionary basis. Klingman & Associates may also allocate assets to unaffiliated third-party managers, continuously monitoring and rebalancing portfolios to align with clients’ evolving needs. The approach emphasizes holistic wealth management, integrating financial, tax, estate, and risk planning.
Latest 13F Filing Activity
Klingman & Associates, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 313 equity positions with a total 13F market value of $2B. The fund increased holdings in Ishares TR, SPDR Series Trust, Vanguard Intl Equity Index F among other positions. Klingman & Associates, LLC reduced exposure to Apple Inc., SPDR Series Trust, SPDR Index SHS FDS among others.
Top Holdings
Equity Positions (313)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 17.52% | $317.8M | 511,769 | $329.82 | $620.90 | +$20.5M |
I IJH | ISHARES TR | 4.78% | $86.7M | 1,397,827 | $44.45 | $62.02 | +$3.1M |
V VTIP | VANGUARD MALVERN FDS | 4.49% | $81.4M | 1,618,829 | $48.43 | $50.27 | +$11.1M |
S SPY | SPDR S&P 500 ETF TR | 4.03% | $73.0M | 118,212 | $211.11 | $617.85 | +$5.9M |
S SPYG | SPDR SERIES TRUST | 3.76% | $68.2M | 716,008 | $46.79 | $95.32 | +$12.8M |
Industry Allocation
Investment Team (3)
| Name | Role | Location | |
|---|---|---|---|
 | Investment Analyst | New York, NY , United States | |
M Matty Wieczorek | Senior Associate | New York, NY , United States | |
J Jake Repaci | Investment Analyst | New York, NY , United States |
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