Neville Rodie & Shaw Inc.
Neville, Rodie & Shaw, Inc. is a registered investment advisory firm based in New York City, founded in 1933, and wholly owned by its active employees. The firm manages long-only separate accounts for wealthy individuals, families, trusts, and institutions, as well as tax-exempt portfolios for foundations, charities, religious communities, and retirement plans. It maintains a medium size to provide highly personalized service, with total assets under management of approximately $1.921 billion as of June 30, 2025. They are a charter member of The Investment Adviser Association and registered with The SEC. Employee count is under 25, focusing on individualized and attentive wealth management.
Investment Strategy
Neville, Rodie & Shaw, Inc. follows a long-only, separately managed account strategy designed to protect and enhance client wealth. Their approach is highly individualized: each portfolio is customized based on the client's specific objectives, preferences, risk profile, financial needs, and time horizon. This model allows the firm to adjust investment approaches in response to changes in client circumstances. The firm manages portfolios for individuals, families, and institutions—including foundations, charities, religious bodies, and retirement plans—always emphasizing direct communication, transparency, and quarterly written reporting. Active employee ownership ensures alignment with client interests, with management fees constituting their primary revenue stream.
Latest 13F Filing Activity
Neville Rodie & Shaw Inc. filed their most recent 13F report on Sep 30, 2025 disclosing 207 equity positions with a total 13F market value of $1B. The fund increased holdings in Alphabet Class A, Oracle Corp., Alphabet Class C among other positions. Neville Rodie & Shaw Inc. reduced exposure to Visa Inc., Costco Wholesale Corp., Salesforce.com Inc. among others.
Top Holdings
Equity Positions (207)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
A AAPL | APPLE INC | 8.49% | $117.4M | 461,180 | $10.12 | $254.63 | +$6.5M |
M MSFT | MICROSOFT CORP | 5.68% | $78.6M | 151,659 | $76.75 | $517.95 | -$5.4M |
G GOOGL | ALPHABET CLASS A | 4.50% | $62.2M | 255,807 | $44.83 | $243.10 | +$11.9M |
P PWR | QUANTA SERVICES INC | 3.99% | $55.1M | 133,060 | $67.59 | $414.42 | +$2.2M |
O ORCL | ORACLE CORP | 3.66% | $50.7M | 180,114 | $75.83 | $281.24 | +$9.1M |
Industry Allocation
Investment Team (2)
| Name | Role | Location | |
|---|---|---|---|
 | Partner, Portfolio Manager | New York, NY , United States | |
 | Portfolio Manager; Vice President | New York, NY , United States |