Lockerman Financial Group, Inc.
Lockerman Financial Group, Inc., headquartered in Newport Beach, CA, is a SEC-registered investment adviser founded in 2021. The firm is owned by the Lisa L. Lockerman Living Trust and is led by experienced financial advisor Lisa Lockerman. Specializing in providing tailored investment advisory and financial planning services, the firm primarily serves individuals and high net worth individuals, aiming to help clients achieve their financial goals through personalized wealth management and planning. Lockerman Financial Group is a boutique operation with a single employee, emphasizing fiduciary duty, unbiased advice, and a highly personalized, goal-oriented approach to financial well-being.
Investment Strategy
Lockerman Financial Group, Inc. focuses on comprehensive wealth management for individuals and families, providing tailored investment strategies that include asset allocation, long-term and short-term purchases, and diversification through preferred instruments such as ETFs and mutual funds. The firm does not use proprietary products, preferring non-proprietary solutions based on client needs. Portfolio management is available through both direct investment strategies and third-party managers, allowing for flexibility and customization. The firm uses a fee-based structure (no performance-based fees), emphasizing long-term client relationships and peace of mind while maintaining a minimum investment account size.
Top Holdings
Equity Positions (116)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPY | SPDR S&P 500 ETF TR | 10.49% | $8.3M | 12,489 | $519.38 | $666.18 | +$1.8M |
B BBUS | J P MORGAN EXCHANGE TRADED F | 4.37% | $3.5M | 28,747 | $92.95 | $120.66 | +$509.2K |
N NVDA | NVIDIA CORPORATION | 3.03% | $2.4M | 12,894 | $99.26 | $186.58 | +$587.6K |
M MSFT | MICROSOFT CORP | 3.03% | $2.4M | 4,644 | $357.31 | $517.95 | +$331.7K |
I IJR | ISHARES TR | 2.99% | $2.4M | 19,943 | $101.79 | $118.83 | +$190.3K |