About
John Figge is an Associate at North Capital, Inc. in Salt Lake City, UT, where he contributes to portfolio management and financial planning for both retail and institutional clients. As part of the firm, John supports activities across a range of asset classes, with particular focus on investment companies, equity securities, government agency instruments, and cash management. North Capital’s reporting indicates that he works alongside a team providing portfolio management advice, including coverage of equity exchanged, government agency debt, investment companies, and cash, reflecting a diverse and client-oriented investment strategy.
John’s career background includes experience in client services and hospitality, having worked previously as a Sales Associate at Dolly's Bookstore and as a Mountain Dining Associate at Vail Resorts. These roles have equipped him with strong interpersonal and organizational skills valuable in advisory capacities.
He holds a Bachelor of Science in Foreign Service with a concentration in Global Business from Georgetown University and is a registered representative with the Series 66 licensing, attesting to his regulatory and fiduciary expertise in investment advisory services. John’s contributions to North Capital include assisting clients with portfolio allocation and engaging in portfolio management activities for separately managed accounts, focusing on diversified investment vehicles and fixed income sectors.
Career History
| Organization | Role | Date Range | Details |
|---|---|---|---|
| North Capital | Associate | Jul 2022 to Present | - DTCC/NSCC operations focused on the DTCC's AIP platform - accredited investor verification - investor reviews and suitability approvals - NCGXX money market fund operations |
| Dolly's Bookstore | Sales Associate | Sep 2020 to Aug 2021 | - Aided customers by giving recommendations with in-depth knowledge of large inventory. - Opened and closed the store, provided customer service, and worked at POS. |
| Vail Resorts | Mountain Dining Associate | Nov 2020 to Apr 2021 | - Served in a variety of roles, including Restaurant Host, Bartender, and Customer Service. - Gained experience in a unique restaurant supply chain, as the job location was at the summit of a ski moun... |
| Walmart | Associate | Sep 2020 to Nov 2020 | - Worked as a cashier |
| Instacart | Full Service Shopper | May 2020 to Sep 2020 | - Fulfilled over 150 orders and earned a perfect 5-star rating. - Maintained constant communication with customers and earned many reviews for outstanding customer service and professionalism. |
| Ambrosi Food USA Corporation | Marketing Intern | Jun 2019 to Jul 2019 | - Developed an e-commerce strategy to expand Ambrosi’s sales in New York City. - Conducted market research throughout New York City, including cold-calling and in-person interviews. - Participated in ... |
| Robeks | Crew Member, Keyholder | May 2015 to Aug 2018 | - Worked with the cash register, and in the areas of customer service and food preparation. - Opened, closed, and ran the store alone after promotion to Keyholder in September 2016. |
Education
Georgetown University
Bachelor of Science in Foreign Service, Global Business
2018 — 2022
St. Joseph's Prep
High School Diploma
2014 — 2018
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