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Northeast Financial Consultants Inc.
Northeast Financial Consultants Inc is an independent Registered Investment Adviser (RIA) founded in 1983 and based in Westport, Connecticut. The firm began as a financial planning and tax advisory business serving senior executives at public companies and has evolved into a multifamily office supporting high net worth clients and their families by offering comprehensive financial counseling services. Northeast Financial Consultants manages approximately $4.5 billion in assets and is registered with the SEC. The firm employs a team serving clients primarily in the United States.
Investment Strategy
Northeast Financial Consultants pursues a disciplined investment process focused on identifying compelling, best-in-class investments to fulfill clients' diverse goals. The firm emphasizes clear and understandable solutions in a complex investment world and utilizes a multifamily office approach to support family, lifestyle, and legacy objectives for high net worth individuals and their families. Their strategy involves active portfolio management, diversification, and rigorous evaluation of public and private investments, all while maintaining a strong commitment to integrity and reliability.
Latest 13F Filing Activity
Northeast Financial Consultants Inc. filed their most recent 13F report on Jun 30, 2025 disclosing 297 equity positions with a total 13F market value of $2B. The fund increased holdings in Vanguard Index FDS, Vanguard Index FDS, Invesco QQQ TR among other positions. Northeast Financial Consultants Inc. reduced exposure to Apple Inc., Ishares TR, Pacer FDS TR among others.
Top Holdings
Equity Positions (297)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
V VUG | VANGUARD INDEX FDS | 13.89% | $339.7M | 774,827 | $204.82 | $438.40 | +$54.1M |
V VOO | VANGUARD INDEX FDS | 11.12% | $272.0M | 478,910 | $412.32 | $568.03 | +$34.7M |
V VIG | VANGUARD SPECIALIZED FUNDS | 5.40% | $132.0M | 645,156 | $139.34 | $204.67 | +$8.1M |
B BXSL | BLACKSTONE SECD LENDING FD | 4.22% | $103.3M | 3,359,523 | $29.59 | $30.75 | +$1.6M |
Q QQQ | INVESCO QQQ TR | 4.16% | $101.8M | 184,612 | $318.78 | $551.64 | +$15.6M |
Industry Allocation
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