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Roth Financial Partners LLC

CIK:0001840888
Investment Adviser
$401M AUM
32 holdings
Kingwood, TX, United States
Founded:2011
4 employees
Latest filing:Sep 30, 2025

Roth Financial Partners LLC is an SEC-registered investment advisory firm based in Kingwood, Texas, founded and led by Peter B. Roth, CFP®, CIMA®. The firm operates with a small team of four employees, three of whom are dedicated investment professionals. RFP specializes in providing comprehensive financial planning and wealth management services to individuals, particularly high net worth individuals, helping clients manage and preserve their wealth. The firm takes a client-centric approach grounded in extensive industry experience, Christian values, and the formulation of tailored, holistic financial plans that address every aspect of a client's life and goals. Their services extend to portfolio management for individuals, small businesses, and institutional clients, delivered from a single office location.

Investment Strategy

Roth Financial Partners LLC employs a comprehensive wealth management and financial planning process for each client, focusing on understanding personal and financial goals, risk tolerance, and objectives. The firm constructs and manages customized investment portfolios primarily for individuals and high net worth clients, using a disciplined process that emphasizes long-term financial planning, asset allocation, and risk management. As an independent advisor, Roth Financial Partners aims to deliver advice driven by clients' best interests rather than proprietary products, with a holistic, ongoing approach to addressing changes in clients’ lives and financial circumstances.

Top Buys
I
IVVISHARES TR
+$5.2M
R
RSPINVESCO EXCHANGE TRADED FD T
+$2.6M
I
IEFAISHARES TR
+$2.3M
S
SPYSPDR S&P 500 ETF TR
+$2.2M
I
IJRISHARES TR
+$2.1M
Top Sells
V
VTEBVANGUARD MUN BD FDS
-$450.1K
V
VGSHVANGUARD SCOTTSDALE FDS
-$49.3K
I
IBMINTERNATIONAL BUSINESS MACHS
-$40.4K
X
XOMEXXON MOBIL CORP
+$26.4K
M
MSFTMICROSOFT CORP
+$22.5K

Top Holdings

I
IEFAISHARES TR
+21.8%$64.8M
I
IVVISHARES TR
+21.2%$62.9M
S
SPYSPDR S&P 500 ETF TR
+12.0%$35.5M
I
IJRISHARES TR
+7.9%$23.4M
R
RSPINVESCO EXCHANGE TRADED FD T
+7.0%$20.7M

Equity Positions (32)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
I
IEFA
ISHARES TR21.84%$64.8M742,422$68.35$87.31+$2.3M
I
IVV
ISHARES TR21.21%$62.9M94,035$421.30$669.30+$5.2M
S
SPY
SPDR S&P 500 ETF TR11.97%$35.5M53,348$379.60$666.18+$2.2M
I
IJR
ISHARES TR7.87%$23.4M196,513$94.92$118.83+$2.1M
R
RSP
INVESCO EXCHANGE TRADED FD T6.96%$20.7M108,920$145.38$189.70+$2.6M

Industry Allocation

ELECTRONIC COMPUTERS
+0.9%
SEMICONDUCTORS & RELATED DEVICES
+0.9%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+0.4%
COMPUTER & OFFICE EQUIPMENT
+0.3%
SERVICES-PREPACKAGED SOFTWARE
+0.3%