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Round Rock Advisors, LLC
Round Rock Advisors LLC is a registered investment advisor headquartered in Wilton, Connecticut. Founded in April 2017 and owned by Bert T. Bowler and Craig Jensen, the firm employs approximately two dozen professionals and serves both high net worth and other individual clients. It provides a comprehensive range of financial planning and investment advisory services focused on multi-generational wealth, retirement, risk management, estate, tax, business planning, and more. Their approach integrates personalized, ongoing advice to help clients achieve immediate and long-term financial goals with a strong focus on community and transparency.
Investment Strategy
Round Rock Advisors utilizes a holistic, integrated financial planning and investment approach that prioritizes customized strategies for generational wealth accumulation and preservation. The investment process is heavily client-centered, focusing on understanding clients' entire financial landscape, including risk tolerance, retirement objectives, and legacy intentions. The firm allocates investments across diversified asset classes, including equities, ETFs, and fixed income, aiming for balanced growth, downside protection, and tax efficiency. Their ongoing advisory process adapts strategies to evolving client needs, market environments, and life stages, with additional services such as tax, estate, and charitable planning.
Latest 13F Filing Activity
Round Rock Advisors, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 215 equity positions with a total 13F market value of $580M. The fund increased holdings in J P Morgan Exchange Traded F, Invesco QQQ TR, Vaneck Etf Trust among other positions. Round Rock Advisors, LLC reduced exposure to Apple Inc., Unitedhealth Group Inc., Select Sector SPDR TR among others.
Top Holdings
Equity Positions (215)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
J JPST | J P MORGAN EXCHANGE TRADED F | 10.34% | $59.9M | 1,182,910 | $50.47 | $50.68 | +$9.5M |
Q QQQ | INVESCO QQQ TR | 7.43% | $43.1M | 78,045 | $342.96 | $551.64 | +$6.8M |
V VYM | VANGUARD WHITEHALL FDS | 6.82% | $39.6M | 296,785 | $101.08 | $133.31 | +$1.8M |
S SMH | VANECK ETF TRUST | 4.32% | $25.1M | 89,856 | $135.19 | $278.88 | +$6.2M |
V VO | VANGUARD INDEX FDS | 4.29% | $24.9M | 88,864 | $217.95 | $279.83 | +$1.1M |
Industry Allocation
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