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Sara-bay Financial

CIK:0001816444
Investment Adviser
$358M AUM
80 holdings
Sarasota, FL, US
Founded:1987
5 employees
Latest filing:Sep 30, 2025

Sara-Bay Financial is an independent financial advisory and investment management firm headquartered in Sarasota, Florida. The firm serves primarily individual clients, including both high net worth and other individuals, with approximately five employees. Sara-Bay Financial offers personalized investment management, financial planning, and retirement planning solutions. It is registered with the SEC (CIK: 0001816444), and was established to provide tailored investment advice for local and regional clients.

Investment Strategy

Sara-Bay Financial employs a client-focused investment strategy centered on long-term wealth management, asset allocation, retirement planning, and portfolio construction based on individual goals, risk tolerance, and time horizon. The firm's 13F filings indicate a diversified portfolio with broad sector exposure, including technology, financials, and consumer sectors, with a focus on both growth and value opportunities. The firm constructs portfolios primarily for individual investors, allocating assets to equities and other publicly traded securities, and emphasizes fiduciary responsibility and customization.

Top Buys
H
HLIOHELIOS TECHNOLOGIES INC
+$22.4M
L
LEUCENTRUS ENERGY CORP CLASS A
+$14.0M
B
BLKBLACKROCK INC NEW
+$9.2M
N
NVDANVIDIA CORP
+$9.1M
A
ASPIASP ISOTOPES INC
+$8.7M
Top Sells
E
EPAMEPAM SYS INC
-$1.5M
C
CRWDCROWDSTRIKE HLDGS INC CLASS A
-$509.3K
S
SPYSPDR S&P 500 ETF
-$450.1K
V
VZVERIZON COMMUNICATIONS I
-$404.1K
P
PSAPUBLIC STORAGE REIT
-$322.2K

Top Holdings

H
HLIOHELIOS TECHNOLOGIES INC
+17.6%$62.9M
L
LEUCENTRUS ENERGY CORP CLASS A
+17.5%$62.7M
N
NVDANVIDIA CORP
+17.5%$62.5M
M
METAMETA PLATFORMS INC CLASS A
+5.9%$21.0M
J
JPMJPMORGAN CHASE & CO
+5.4%$19.4M

Equity Positions (79)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
H
HLIO
HELIOS TECHNOLOGIES INC17.58%$62.9M1,206,514$46.63$52.13+$22.4M
L
LEU
CENTRUS ENERGY CORP CLASS A17.54%$62.7M202,299$11.13$310.07+$14.0M
N
NVDA
NVIDIA CORP17.47%$62.5M334,976$12.80$186.58+$9.1M
M
META
META PLATFORMS INC CLASS A5.88%$21.0M28,652$291.06$734.38+$42.1K
J
JPM
JPMORGAN CHASE & CO5.42%$19.4M61,436$239.74$315.43+$1.4M

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+18.4%
MISCELLANEOUS FABRICATED METAL PRODUCTS
+17.6%
MINING & QUARRYING OF NONMETALLIC MINERALS (NO FUELS)
+17.5%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+6.2%
NATIONAL COMMERCIAL BANKS
+5.6%