Sign in

You're signed outSign in or to get full access.

Seneca Financial Advisors LLC

CIK:0002082922
Investment Adviser
$260M AUM
63 holdings
Rochester, NY, USA
Founded:2010
10 employees
Latest filing:Sep 30, 2025

Seneca Financial Advisors LLC is an SEC-registered investment advisory and financial planning firm headquartered in Rochester, NY, with an additional office in Washington, DC. The firm provides objective, independent advice through personalized financial planning and wealth management services designed primarily for affluent individuals, corporate executives, retirees, and multigenerational families. The team, led by CEO Stephen G. Green, specializes in customized portfolio management and tailored financial strategies and is committed to exceptional client service. Seneca Financial Advisors was formed in 2010 and currently manages $260 million in assets with a boutique staff serving a discerning clientele.

Investment Strategy

Seneca Financial Advisors employs a highly personalized, fiduciary-based investment strategy centered around individual client needs, long-term financial goals, and wealth preservation. The firm develops customized portfolios for each client, focusing on risk management, diversification, and financial planning as integrated services. Their approach often utilizes a broad array of asset classes and investments, guided by a commitment to objective, independent advice and ongoing portfolio monitoring. Comprehensive financial plans guide clients through asset growth, protection, and succession planning, aligning with the unique requirements of affluent individuals and families.

Latest 13F Filing Activity

Seneca Financial Advisors LLC filed their most recent 13F report on Sep 30, 2025 disclosing 63 equity positions with a total 13F market value of $306M. The fund increased holdings in Ishares TR, Vanguard Star FDS, Ishares TR among other positions. Seneca Financial Advisors LLC reduced exposure to Schwab Strategic TR, Schwab Strategic TR, Thomson Reuters Corp. among others.

Top Buys
S
STIPISHARES TR
+$10.1M
V
VXUSVANGUARD STAR FDS
+$8.7M
E
EFGISHARES TR
+$5.9M
V
VTEBVANGUARD MUN BD FDS
+$4.9M
S
SCHMSCHWAB STRATEGIC TR
+$3.9M
Top Sells
S
SCHOSCHWAB STRATEGIC TR
-$2.1M
S
SCHCSCHWAB STRATEGIC TR
-$421.7K
T
TRITHOMSON REUTERS CORP
-$237.5K
I
IWDISHARES TR
-$120.6K
I
IWRISHARES TR
-$99.8K

Top Holdings

V
VIGVANGUARD SPECIALIZED FUNDS
+10.4%$31.7M
S
SCHGSCHWAB STRATEGIC TR
+8.5%$26.0M
G
GOVTISHARES TR
+7.3%$22.4M
S
STIPISHARES TR
+6.8%$20.7M
S
SCHMSCHWAB STRATEGIC TR
+6.7%$20.6M

Equity Positions (63)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
VANGUARD SPECIALIZED FUNDS10.36%$31.7M146,988$142.73$215.79+$1.5M
SCHWAB STRATEGIC TR8.50%$26.0M815,791$31.96$31.91+$2.7M
ISHARES TR7.31%$22.4M967,866$22.64$23.12+$1.6M
ISHARES TR6.77%$20.7M200,487$103.13$103.36+$10.1M
SCHWAB STRATEGIC TR6.74%$20.6M696,167$35.84$29.64+$3.9M

Industry Allocation

GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC
+1.1%
PETROLEUM REFINING
+0.8%
SERVICES-PREPACKAGED SOFTWARE
+0.6%
ELECTRONIC COMPUTERS
+0.6%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+0.3%