Sovereign Financial Group, Inc.
Sovereign Financial Group, Inc. is a Stamford, Connecticut-based SEC-registered investment adviser (RIA) providing comprehensive wealth management and investment advisory services. Founded in July 2003, the firm serves individuals, high net worth individuals, trusts, estates, charitable organizations, businesses, retirement plans, and registered investment funds. Operating as a fee-only fiduciary, the firm maintains a duty of loyalty, fairness, and good faith to clients and offers tailored, long-term portfolio management solutions. The team consists of a small group of professionals focused on delivering value-driven, conflict-free advice to clients seeking personal financial planning and asset management.
Investment Strategy
Sovereign Financial Group, Inc. employs a client-tailored, long-term investment philosophy, focusing on diversified portfolios that include mutual funds, ETFs, individual stocks, bonds, and options. The firm emphasizes risk management, portfolio rebalancing, and asset allocation aligned with client goals and risk tolerance. Strategies are crafted through ongoing client interaction, often using both discretionary and non-discretionary management according to client preference. The firm does not use performance-based fees or soft dollar programs, and maintains independent selection of investments without commission-based products.
Top Holdings
Equity Positions (325)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
V VEA | VANGUARD TAX-MANAGED FDS | 5.75% | $30.7M | 512,585 | $47.26 | $59.92 | +$2.1M |
V VUG | VANGUARD INDEX FDS | 5.54% | $29.6M | 61,687 | $287.21 | $479.61 | +$3.0M |
S SPY | SPDR S&P 500 ETF TR | 5.10% | $27.3M | 40,916 | $396.11 | $666.18 | +$1.9M |
Q QQQ | INVESCO QQQ TR | 4.02% | $21.5M | 35,730 | $361.20 | $600.37 | +$1.9M |
V VTV | VANGUARD INDEX FDS | 3.91% | $20.9M | 112,106 | $149.31 | $186.49 | +$1.6M |