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Thrive Wealth Management, LLC
Thrive Wealth Management, LLC is a Pennsylvania-based SEC-registered investment advisory firm founded in 2013 and headquartered in Audubon, PA. The firm is principally owned by Stephen Erfle and Michael Ptaszenski and provides investment management, retirement plan consulting, and financial planning services mainly to individuals, high net worth individuals, and select organizations. Thrive employs around 15 staff and prides itself on a fiduciary, transparent, and client-focused approach. The firm manages over $1.3 billion in assets as of February 2025 and serves primarily US-based clients.
Investment Strategy
Thrive Wealth Management adopts a diversified investment approach tailored to individual client goals, emphasizing long-term and short-term purchases based on fundamental and technical analysis. The firm utilizes model portfolios and may allocate assets to independent managers, aligning strategies with each client's objectives and risk tolerance. Thrive's portfolios incorporate a broad selection of equities and ETFs, with top holdings in large-cap growth and value ETFs and leading public companies. The firm does not participate in wrap fee programs or accept performance-based fees and regularly reviews accounts for alignment with client goals, focusing on prudent risk management—including market, credit, and interest rate risks.
Latest 13F Filing Activity
Thrive Wealth Management, LLC filed their most recent 13F report on Sep 30, 2025 disclosing 238 equity positions and 1 options positions with a total 13F market value of $663M. The fund increased holdings in Vanguard Index FDS, Schwab Strategic TR, Sei Invts Co. among other positions. Thrive Wealth Management, LLC reduced exposure to Ishares TR, Ishares TR, SPDR Series Trust among others.
Top Holdings
Equity Positions (238)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SCHG | SCHWAB STRATEGIC TR | 23.91% | $158.5M | 4,968,190 | $19.16 | $31.91 | +$10.2M |
V VTV | VANGUARD INDEX FDS | 22.54% | $149.4M | 801,260 | $142.04 | $186.49 | +$12.5M |
S SPY | SPDR S&P 500 ETF TR | 3.35% | $22.2M | 33,373 | $443.04 | $666.18 | +$1.3M |
V VUG | VANGUARD INDEX FDS | 2.23% | $14.8M | 30,812 | $268.26 | $479.61 | +$1.3M |
A AAPL | APPLE INC | 2.21% | $14.7M | 57,585 | $191.30 | $254.63 | +$3.1M |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
S SPY | SPDR S&P 500 ETF TR | New | Call | $221.1K | 39 | $666.18 | $666.18 | +39 | +$221.1K |
Industry Allocation
Investment Team (2)
| Name | Role | Location | |
|---|---|---|---|
 | Managing Partner | Oaks, PA , United States | |
 | Managing Partner | Norristown, PA , United States |
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