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Von Borstel & Associates, Inc.

CIK:0002041065
Investment Adviser
$75M AUM
40 holdings
The Dalles, OR, United States
Founded:1985
10 employees
Latest filing:Jun 30, 2025

VON BORSTEL & ASSOCIATES, INC. is an independent, full-service financial planning and wealth management firm headquartered in The Dalles, Oregon. Founded in 1985 by Wayne von Borstel, the firm provides comprehensive investment management, financial planning, and consulting services primarily to affluent individuals, families, business owners, and highly compensated professionals. They are a fiduciary focused on implementing custom strategies with an academic, research-based approach, maintaining a low client-to-employee ratio and high retention rate. Registered as an investment adviser since 1992, the firm currently operates with a controlled staffing model, prioritizing client relationships and long-term financial outcomes.

Investment Strategy

VON BORSTEL & ASSOCIATES, INC. employs a disciplined, academic approach to portfolio management grounded in factual analysis rather than emotion. The firm constructs diversified portfolios using stocks, bonds, mutual funds, ETFs, and other vehicles, focusing on investment characteristics and risk factors—referred to as 'dimensions'—that are sensible and supported by research. They avoid speculation, forecasting, or sales-driven product placement. The firm implements strategies designed to increase the probability of client success, relying on systematic, research-backed decision-making and customization to clients' goals while providing ongoing coaching, planning, and financial education.

Latest 13F Filing Activity

Von Borstel & Associates, Inc. filed their most recent 13F report on Jun 30, 2025 disclosing 40 equity positions with a total 13F market value of $379M. The fund increased holdings in Dimensional U.s. Core Equity 2, Dimensional Global Core Plus Fixed Income, Dimensional Us Small Cap Value among other positions. Von Borstel & Associates, Inc. reduced exposure to Chevron Corp. New Com, Ishares Russell 1000 Value, Ishares Russell Midcap among others.

Top Buys
D
DFACDIMENSIONAL U.S. CORE EQUITY 2
+$22.4M
D
DFGPDIMENSIONAL GLOBAL CORE PLUS FIXED INCOME
+$6.2M
D
DFSVDIMENSIONAL US SMALL CAP VALUE
+$4.0M
D
DUHPDIMENSIONAL US HIGH PROFITABILITY
+$3.9M
D
DFICDIMENSIONAL INTERNATIONAL CORE EQUITY 2
+$3.6M
Top Sells
C
CVXCHEVRON CORP NEW COM
-$239.0K
I
IWDISHARES RUSSELL 1000 VALUE
-$183.0K
I
IWRISHARES RUSSELL MIDCAP
-$181.0K
X
XOMEXXON MOBIL CORP
-$176.0K
H
HONHONEYWELL INTL INC
-$167.0K

Top Holdings

D
DFACDIMENSIONAL U.S. CORE EQUITY 2
+32.3%$122.6M
D
DFGPDIMENSIONAL GLOBAL CORE PLUS FIXED INCOME
+18.0%$68.3M
D
DFICDIMENSIONAL INTERNATIONAL CORE EQUITY 2
+10.9%$41.3M
D
DUHPDIMENSIONAL US HIGH PROFITABILITY
+6.6%$24.9M
D
DFSVDIMENSIONAL US SMALL CAP VALUE
+6.5%$24.5M

Equity Positions (40)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
DIMENSIONAL U.S. CORE EQUITY 232.33%$122.6M3,349,885$34.20$35.84+$22.4M
DIMENSIONAL GLOBAL CORE PLUS FIXED INCOME18.02%$68.3M1,244,794$54.12$54.49+$6.2M
DIMENSIONAL INTERNATIONAL CORE EQUITY 210.89%$41.3M1,326,811$27.35$31.09+$3.6M
DIMENSIONAL US HIGH PROFITABILITY6.56%$24.9M683,869$33.91$35.56+$3.9M
DIMENSIONAL US SMALL CAP VALUE6.45%$24.5M826,046$29.96$29.43+$4.0M

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+4.0%
SEMICONDUCTORS & RELATED DEVICES
+2.8%
ELECTRONIC COMPUTERS
+1.8%
NATIONAL COMMERCIAL BANKS
+0.9%
RETAIL-VARIETY STORES
+0.8%