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Von Borstel & Associates, Inc.

CIK:0002041065
Investment Adviser
$75M AUM
40 holdings
The Dalles, OR, United States
Founded:1985
10 employees
Latest filing:Jun 30, 2025

VON BORSTEL & ASSOCIATES, INC. is an independent, full-service financial planning and wealth management firm headquartered in The Dalles, Oregon. Founded in 1985 by Wayne von Borstel, the firm provides comprehensive investment management, financial planning, and consulting services primarily to affluent individuals, families, business owners, and highly compensated professionals. They are a fiduciary focused on implementing custom strategies with an academic, research-based approach, maintaining a low client-to-employee ratio and high retention rate. Registered as an investment adviser since 1992, the firm currently operates with a controlled staffing model, prioritizing client relationships and long-term financial outcomes.

Investment Strategy

VON BORSTEL & ASSOCIATES, INC. employs a disciplined, academic approach to portfolio management grounded in factual analysis rather than emotion. The firm constructs diversified portfolios using stocks, bonds, mutual funds, ETFs, and other vehicles, focusing on investment characteristics and risk factors—referred to as 'dimensions'—that are sensible and supported by research. They avoid speculation, forecasting, or sales-driven product placement. The firm implements strategies designed to increase the probability of client success, relying on systematic, research-backed decision-making and customization to clients' goals while providing ongoing coaching, planning, and financial education.

Top Buys
D
DFACDIMENSIONAL U.S. CORE EQUITY 2
+$22.4M
D
DFGPDIMENSIONAL GLOBAL CORE PLUS FIXED INCOME
+$6.2M
D
DFSVDIMENSIONAL US SMALL CAP VALUE
+$4.0M
D
DUHPDIMENSIONAL US HIGH PROFITABILITY
+$3.9M
D
DFICDIMENSIONAL INTERNATIONAL CORE EQUITY 2
+$3.6M
Top Sells
C
CVXCHEVRON CORP NEW COM
-$239.0K
I
IWDISHARES RUSSELL 1000 VALUE
-$183.0K
I
IWRISHARES RUSSELL MIDCAP
-$181.0K
X
XOMEXXON MOBIL CORP
-$176.0K
H
HONHONEYWELL INTL INC
-$167.0K

Top Holdings

D
DFACDIMENSIONAL U.S. CORE EQUITY 2
+32.3%$122.6M
D
DFGPDIMENSIONAL GLOBAL CORE PLUS FIXED INCOME
+18.0%$68.3M
D
DFICDIMENSIONAL INTERNATIONAL CORE EQUITY 2
+10.9%$41.3M
D
DUHPDIMENSIONAL US HIGH PROFITABILITY
+6.6%$24.9M
D
DFSVDIMENSIONAL US SMALL CAP VALUE
+6.5%$24.5M

Equity Positions (40)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
D
DFAC
DIMENSIONAL U.S. CORE EQUITY 232.33%$122.6M3,349,885$34.20$35.84+$22.4M
D
DFGP
DIMENSIONAL GLOBAL CORE PLUS FIXED INCOME18.02%$68.3M1,244,794$54.12$54.49+$6.2M
D
DFIC
DIMENSIONAL INTERNATIONAL CORE EQUITY 210.89%$41.3M1,326,811$27.35$31.09+$3.6M
D
DUHP
DIMENSIONAL US HIGH PROFITABILITY6.56%$24.9M683,869$33.91$35.56+$3.9M
D
DFSV
DIMENSIONAL US SMALL CAP VALUE6.45%$24.5M826,046$29.96$29.43+$4.0M

Industry Allocation

NATIONAL COMMERCIAL BANKS
+0.3%
ELECTRONIC COMPUTERS
+0.3%
MOTOR VEHICLES & PASSENGER CAR BODIES
+0.3%
PETROLEUM REFINING
+0.2%
PHARMACEUTICAL PREPARATIONS
+0.2%