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Whipplewood Advisors, LLC

CIK:0002052510
Investment Adviser
$288M AUM
1,202 holdings
Littleton, CO, United States
Founded:2016
7 employees
Latest filing:Jun 30, 2025

Whipplewood Advisors, LLC is a Colorado-based investment adviser headquartered in Littleton. Founded in 2016, the firm manages investment portfolios primarily for individuals and high-net-worth individuals, with some charitable organizations as clients. Whipplewood Advisors is a boutique advisory with approximately 6–7 employees, providing services to over 340 accounts and managing hundreds of millions in regulatory assets under management.

Investment Strategy

Whipplewood Advisors, LLC provides individualized investment management and advisory services, focusing on constructing diversified portfolios tailored to the needs of individual and high-net-worth clients. They emphasize long-term growth and prudent, risk-managed asset allocation, often utilizing a mix of equities, fixed income, and alternative investments based on client risk profile, time horizon, and objectives. The firm operates under a discretionary management structure for the vast majority of its accounts.

Top Buys
E
EICEagle Point Credit Management LLC/USA
+$2.2M
B
BALTInnovator Capital Management LLC
+$1.4M
A
ARKKARK Investment Management LLC
+$1.2M
N
NVDANVIDIA Corp
+$1.1M
M
MSFTMICROSOFT CORP
+$1.0M
Top Sells
J
JAAAJanus Henderson Investors US LLC
-$2.5M
H
HYTBlackRock Advisors LLC
-$2.2M
B
BJUNInnovator Capital Management LLC
-$963.6K
D
DFPFlaherty & Crumrine Inc
-$922.9K
V
VBFInvesco Advisers Inc/USA
-$916.5K

Top Holdings

J
JAAAJanus Henderson Investors US LLC
+3.8%$6.9M
V
VEAVanguard Group Inc/The
+2.5%$4.5M
B
BALTInnovator Capital Management LLC
+2.4%$4.4M
M
MSFTMICROSOFT CORP
+2.3%$4.2M
J
JEPIJP Morgan Investment Management Inc
+2.1%$3.8M

Equity Positions (1,186)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
J
JAAA
Janus Henderson Investors US LLC3.81%$6.9M136,660$50.75$50.75-$2.5M
V
VEA
Vanguard Group Inc/The2.47%$4.5M79,003$47.95$57.01+$370.8K
B
BALT
Innovator Capital Management LLC2.42%$4.4M137,053$32.08$32.08+$1.4M
M
MSFT
MICROSOFT CORP2.30%$4.2M8,411$423.25$497.41+$1.0M
J
JEPI
JP Morgan Investment Management Inc2.09%$3.8M66,871$57.08$56.85+$183.0K

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+3.6%
SEMICONDUCTORS & RELATED DEVICES
+2.8%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+2.4%
MOTOR VEHICLES & PASSENGER CAR BODIES
+2.2%
ELECTRONIC COMPUTERS
+1.9%