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Wambolt & Associates, LLC

CIK:0001755723
Investment Adviser
$570M AUM
171 holdings
Littleton, CO, US
Founded:2010
6 employees
Latest filing:Jun 30, 2025

Wambolt & Associates, LLC is an independent investment advisory firm headquartered in Littleton, Colorado. Founded in 2010 by Greg Wambolt, the firm has developed into an ensemble practice offering comprehensive wealth management, investment solutions, and tax reduction strategies. It serves high-net-worth families, executives, business owners, pension and nonprofit clients, and provides financial planning, portfolio management, and consulting. The firm operates on a fee-only model designed to prioritize client interests and eliminate conflicts. In June 2025, Wambolt & Associates was acquired by Carson Group, enhancing its service offerings and resources while maintaining its regional focus and client relationships. The firm employs approximately 6 advisors, supporting the financial needs of 600+ clients throughout Colorado and several other states.

Investment Strategy

Wambolt & Associates focuses on delivering personalized investment solutions and proactive tax planning for high-net-worth individuals and businesses. The firm emphasizes a coordinated team approach with specialists in investment management, financial planning, taxation, and estate strategies. Their philosophy centers around holistic advice tailored to each client's circumstances, utilizing institutional-level investment strategies and advanced planning resources. Following its acquisition by Carson Group, clients now also have access to centralized support and a broader array of national-scale financial tools, while maintaining close, personal advisory relationships.

Top Buys
N
NVDANVIDIA CORPORATION
+$2.5M
M
MSFTMICROSOFT CORP
+$2.1M
E
EFAISHARES TR
+$1.5M
I
INTUINTUIT
+$1.0M
A
AMZNAMAZON COM INC
+$971.5K
Top Sells
U
UNHUNITEDHEALTH GROUP INC
-$3.4M
A
AAPLAPPLE INC
-$1.7M
R
RFREGIONS FINANCIAL CORP NEW
-$1.6M
B
BRK-BBERKSHIRE HATHAWAY INC DEL
-$1.2M
A
ABBVABBVIE INC
-$661.7K

Top Holdings

N
NVDANVIDIA CORPORATION
+4.1%$12.1M
M
MSFTMICROSOFT CORP
+3.9%$11.6M
A
AAPLAPPLE INC
+3.4%$10.0M
E
EMXCISHARES INC
+3.1%$9.1M
A
AMZNAMAZON COM INC
+2.6%$7.6M

Equity Positions (171)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
N
NVDA
NVIDIA CORPORATION4.08%$12.1M79,141$35.71$157.99+$2.5M
M
MSFT
MICROSOFT CORP3.89%$11.6M23,513$223.57$497.41+$2.1M
A
AAPL
APPLE INC3.37%$10.0M48,140$135.29$205.17-$1.7M
E
EMXC
ISHARES INC3.08%$9.1M144,479$57.38$63.14+$923.4K
A
AMZN
AMAZON COM INC2.56%$7.6M34,455$169.29$219.39+$971.5K

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+8.9%
SEMICONDUCTORS & RELATED DEVICES
+6.2%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+5.4%
PHARMACEUTICAL PREPARATIONS
+4.1%
SERVICES-BUSINESS SERVICES, NEC
+3.9%