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Marshall Investment Management, LLC

CIK:0002022427
Investment Adviser
$593M AUM
27 holdings
Littleton, CO, United States
Founded:2015
4 employees
Latest filing:Jun 30, 2025

Marshall Investment Management, LLC is a Registered Investment Adviser, founded in 2015 and headquartered in Littleton, Colorado. The firm provides personalized wealth management and financial planning services, offering both discretionary and non-discretionary investment advisory solutions tailored to individual client needs. Their team includes several seasoned advisors and a compliance officer. Clients range from individuals to families, receiving services that emphasize transparency, fiduciary responsibility, and ongoing personalized strategies. Marshall Investment Management follows a fee-only model and does not receive any commissions, ensuring client interests are prioritized.

Investment Strategy

Marshall Investment Management, LLC offers customized portfolio management for clients, focusing on building, managing, and preserving wealth through personalized investment strategies. The firm delivers both discretionary and non-discretionary services, including Advisor Managed Portfolios and access to LPL Financial's programs. They allow for account-specific restrictions and review client portfolios regularly to ensure alignment with individual goals and risk profiles. The investment philosophy emphasizes transparency, ethical conduct under a Code of Ethics, and providing financial planning without performance-based fees or side-by-side management. Clients can also instruct the firm to avoid certain industries or securities in their portfolios.

Top Buys
J
JHMMJOHN HANCOCK EXCHANGE TRADED
+$511.0K
A
ARKWARK ETF TR
+$484.0K
F
FFLGFIDELITY COVINGTON TRUST
+$440.3K
F
FMDEFIDELITY COVINGTON TRUST
+$176.5K
G
GSGOLDMAN SACHS GROUP INC
+$46.4K
Top Sells
B
BRK-BBERKSHIRE HATHAWAY INC DEL
-$9.4M
G
GLDSPDR GOLD TR
-$9.2M
R
RDVYFIRST TR EXCHANGE TRADED FD
-$7.6M
F
FVDFIRST TR EXCHANGE-TRADED FD
-$5.1M
S
SPYSPDR S&P 500 ETF TR
-$5.1M

Top Holdings

F
FVFIRST TR EXCHANGE TRADED FD
+10.5%$2.2M
M
MSFTMICROSOFT CORP
+10.2%$2.2M
A
ARKWARK ETF TR
+9.4%$2.0M
F
FVDFIRST TR EXCHANGE-TRADED FD
+9.0%$1.9M
S
SPYSPDR S&P 500 ETF TR
+8.8%$1.9M

Equity Positions (27)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
F
FV
FIRST TR EXCHANGE TRADED FD10.50%$2.2M37,278$59.06$59.26-$841.3K
M
MSFT
MICROSOFT CORP10.24%$2.2M4,334$419.88$497.41-$4.6M
A
ARKW
ARK ETF TR9.42%$2.0M13,427$107.98$147.62+$484.0K
F
FVD
FIRST TR EXCHANGE-TRADED FD9.03%$1.9M42,535$44.24$44.70-$5.1M
S
SPY
SPDR S&P 500 ETF TR8.79%$1.9M2,995$582.00$617.85-$5.1M

Industry Allocation

SERVICES-PREPACKAGED SOFTWARE
+10.2%
COMMODITY CONTRACTS BROKERS & DEALERS
+4.8%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+2.6%
PIPE LINES (NO NATURAL GAS)
+2.6%
ELECTRIC & OTHER SERVICES COMBINED
+2.2%