Dawn Brock
Partner, Associate Portfolio Manager, Palisade Capital Management, L.L.C. at Palisade Capital Management, LP
About
Dawn R. Brock is a Partner and Associate Portfolio Manager at Palisade Capital Management, LP in New York, where she helps oversee the firm’s Small and Small-Mid Cap Core Equity strategies. She joined Palisade in 2013 as a Senior Research Analyst and was promoted to Associate Portfolio Manager in 2024. In her current role, she focuses on equity portfolio construction, stock selection, and research, with a specific emphasis on the Health Care sector within the small and SMID cap universe.
Before joining Palisade, Ms. Brock built substantial experience in health care equity research, serving as an Investment Analyst at Lord Abbett & Co., LLC, and as a Managing Director and Senior Equity Analyst—Health Care Services at Kaufman Bros., L.P. She also held the role of Vice President and Senior Equity Analyst at J.P. Morgan Chase Securities, specializing in coverage of Health Care companies. Her expertise centers on health care equities, leveraging her analytic background to identify investment opportunities within this specialized asset class.
Ms. Brock holds a dual M.B.A. in Finance and Business Communications from Fordham University and a B.A. in Journalism from New York University. Recognized for her leadership and disciplined investment approach, she was named a Partner at Palisade in 2023 and is noted for driving consistent value and forward-thinking investment decisions within the firm’s flagship equity strategies.
Career History
| Organization | Role | Date Range | Details | 
|---|---|---|---|
| Palisade Capital Management, LP | Partner, Associate Portfolio Manager, Palisade Capital Management, L.L.C. | Jan 2024 to Present | — | 
| Palisade Capital Management, LP | Partner - Research, Core Equity Strategies | Feb 2023 to Jan 2024 | — | 
| Palisade Capital Management, L.L.C. | Sr. Vice President of Research | Nov 2013 to Feb 2023 | — | 
| Lord Abbett & Co. LLC | Equity Research Analyst | Jun 2011 to Nov 2013 | — | 
| Kaufman Bros., L.P. | Sr. Healthcare Analyst, Managing Director | Nov 2009 to Jun 2011 | — | 
| JPMorgan | Senior Analyst, VP -- Healthcare Services | May 2004 to Jan 2009 | — | 
| BMO/Harris Nesbitt | Equity Research Associate, Healthcare Services | Sep 2003 to May 2004 | — | 
| UBS Investment Bank | Sr. Associate, Internal Strategy and Development, Office of the Chairman | Mar 2001 to Mar 2002 | — | 
| ING/Furman Selz | Equity Research Associate, Transportation and Logistics and Oil Services | Sep 1996 to Mar 2001 | — | 
Education
Fordham Gabelli School of Business
MBA, Finance
2000 — 2003
New York University
BA, Journalism
1992 — 1996
Others at Palisade Capital Management, LP (11)
| Name | Role | Location | 
|---|---|---|
| BBill Lee | Partner, Senior Portfolio Manager, Convertible Strategies | Haworth, NJ , United States | 
| Managing Director, Head of Business Development | Fort Lee, NJ , United States | |
| Vice President Business Development | Ann Arbor, MI , United States | |
| Senior Vice President of Research | Fort Lee, NJ , United States | |
| Assistant Vice President | New York, NY , United States | |
| KKyle Kavanaugh | Partner, Associate Portfolio Manager | Fort Lee, NJ , United States | 
| Senior Portfolio Manager | Fort Lee, NJ , United States | |
| MMitchell Leung | Senior Vice President | New York, NY , United States | 
| BBruce Deutsch | Managing Director | Armonk, NY , United States | 
| FFrank Galdi | Partner, Chief Risk Officer and Deputy Chief Investment Officer | New York, NY , United States |