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Dawn Brock

Dawn Brock

Partner, Associate Portfolio Manager, Palisade Capital Management, L.L.C. at Palisade Capital Management, LP

New York, NY , United States

About

Dawn R. Brock is a Partner and Associate Portfolio Manager at Palisade Capital Management, LP in New York, where she helps oversee the firm’s Small and Small-Mid Cap Core Equity strategies. She joined Palisade in 2013 as a Senior Research Analyst and was promoted to Associate Portfolio Manager in 2024. In her current role, she focuses on equity portfolio construction, stock selection, and research, with a specific emphasis on the Health Care sector within the small and SMID cap universe.

Before joining Palisade, Ms. Brock built substantial experience in health care equity research, serving as an Investment Analyst at Lord Abbett & Co., LLC, and as a Managing Director and Senior Equity Analyst—Health Care Services at Kaufman Bros., L.P. She also held the role of Vice President and Senior Equity Analyst at J.P. Morgan Chase Securities, specializing in coverage of Health Care companies. Her expertise centers on health care equities, leveraging her analytic background to identify investment opportunities within this specialized asset class.

Ms. Brock holds a dual M.B.A. in Finance and Business Communications from Fordham University and a B.A. in Journalism from New York University. Recognized for her leadership and disciplined investment approach, she was named a Partner at Palisade in 2023 and is noted for driving consistent value and forward-thinking investment decisions within the firm’s flagship equity strategies.

Career History

OrganizationRoleDate RangeDetails
Palisade Capital Management, LPPartner, Associate Portfolio Manager, Palisade Capital Management, L.L.C.Jan 2024 to Present
Palisade Capital Management, LPPartner - Research, Core Equity StrategiesFeb 2023 to Jan 2024
Palisade Capital Management, L.L.C.Sr. Vice President of ResearchNov 2013 to Feb 2023
Lord Abbett & Co. LLCEquity Research AnalystJun 2011 to Nov 2013
Kaufman Bros., L.P.Sr. Healthcare Analyst, Managing DirectorNov 2009 to Jun 2011
JPMorganSenior Analyst, VP -- Healthcare ServicesMay 2004 to Jan 2009
BMO/Harris NesbittEquity Research Associate, Healthcare ServicesSep 2003 to May 2004
UBS Investment BankSr. Associate, Internal Strategy and Development, Office of the ChairmanMar 2001 to Mar 2002
ING/Furman SelzEquity Research Associate, Transportation and Logistics and Oil ServicesSep 1996 to Mar 2001

Education

Fordham Gabelli School of Business

MBA, Finance

2000 2003

New York University

BA, Journalism

1992 1996

Others at Palisade Capital Management, LP (11)

NameRoleLocation
B
Bill Lee
Partner, Senior Portfolio Manager, Convertible StrategiesHaworth, NJ , United States
Chris Henderson
Chris Henderson
Managing Director, Head of Business DevelopmentFort Lee, NJ , United States
Don Triveline
Don Triveline
Vice President Business DevelopmentAnn Arbor, MI , United States
Garo Norian
Garo Norian
Senior Vice President of ResearchFort Lee, NJ , United States
Joe Dorley
Joe Dorley
Assistant Vice PresidentNew York, NY , United States
K
Kyle Kavanaugh
Partner, Associate Portfolio ManagerFort Lee, NJ , United States
Marc Shapiro
Marc Shapiro
Senior Portfolio ManagerFort Lee, NJ , United States
M
Mitchell Leung
Senior Vice PresidentNew York, NY , United States
B
Bruce Deutsch
Managing DirectorArmonk, NY , United States
F
Frank Galdi
Partner, Chief Risk Officer and Deputy Chief Investment OfficerNew York, NY , United States
Showing 1-10 of 11 team members