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Soundwatch Capital LLC

CIK:0001803253
Asset Manager
$795M AUM
147 holdings
Rowayton, CT, United States
Founded:2011
5 employees
Latest filing:Jun 30, 2025

Soundwatch Capital LLC is a United States-based investment adviser and asset management firm headquartered in Rowayton, Connecticut. The firm specializes in advising and managing investment vehicles, including ETFs, and reports to the SEC under CIK 0001803253. It was incorporated in Connecticut and serves institutional clients such as investment companies and other investment advisers. As of 2025, Soundwatch Capital employs approximately 4 to 5 professionals, with about 80% in investment roles. The firm manages assets for Soundwatch Hedged Equity ETF and other accounts, primarily for institutional investors.

Investment Strategy

Soundwatch Capital LLC primarily manages its flagship Soundwatch Hedged Equity ETF and related vehicles, focusing on long-term capital appreciation through hedged equity strategies. The strategy blends equity exposure—often via large-cap ETFs (such as IVV, SPY, VOO)—with risk mitigation via options overlay and derivatives to seek downside protection. The firm emphasizes disciplined risk management while aiming to capture equity market upside, serving institutional investors and maintaining an active multi-factor approach to equity selection and hedging. The fund’s investment approach is designed to deliver risk-adjusted returns over market cycles.

Top Buys
S
SPYSPDR S&P 500 ETF TR
+$30.3M
V
VOOVANGUARD INDEX FDS
+$22.2M
I
IVVISHARES TR
+$20.5M
A
ACGLARCH CAP GROUP LTD
+$13.4M
N
NOCNORTHROP GRUMMAN CORP
+$12.8M
Top Sells
C
CYBRCYBERARK SOFTWARE LTD
+$81.9K
K
KVUEKENVUE INC
+$71.8K
I
ITOTISHARES TR
+$67.6K
L
LULULULULEMON ATHLETICA INC
+$51.7K
W
WBDWARNER BROS DISCOVERY INC
+$42.8K

Top Holdings

I
IVVISHARES TR
+28.5%$167.9M
S
SPYSPDR S&P 500 ETF TR
+10.5%$62.0M
V
VOOVANGUARD INDEX FDS
+4.9%$29.0M
A
ACGLARCH CAP GROUP LTD
+2.3%$13.4M
N
NOCNORTHROP GRUMMAN CORP
+2.2%$12.8M

Equity Positions (146)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
I
IVV
ISHARES TR28.53%$167.9M1,507,952$614.10$620.90+$20.5M
S
SPY
SPDR S&P 500 ETF TR10.54%$62.0M12,106,905$617.64$617.85+$30.3M
V
VOO
VANGUARD INDEX FDS4.92%$29.0M2,196,459$567.72$568.03+$22.2M
A
ACGL
ARCH CAP GROUP LTD2.28%$13.4M21,715$91.05$91.05+$13.4M
N
NOC
NORTHROP GRUMMAN CORP2.18%$12.8M12,915,065$499.98$499.98+$12.8M

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+4.2%
NATIONAL COMMERCIAL BANKS
+3.5%
SERVICES-PREPACKAGED SOFTWARE
+2.7%
FIRE, MARINE & CASUALTY INSURANCE
+2.3%
SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS
+2.2%