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Baron Financial Group, LLC

CIK:0001832093
Investment Adviser
$340M AUM
50 holdings
Fair Lawn, NJ, US
Founded:2007
8 employees
Latest filing:Sep 30, 2025

Baron Financial Group, LLC is a registered investment adviser headquartered in Fair Lawn, New Jersey. Founded in 2007, the firm manages investment portfolios for individual investors, high-net-worth individuals, and charitable organizations, serving approximately 956 client accounts. As of March 2025, it has 8 employees and handles $340 million in regulatory assets under management. Baron primarily caters to individuals and families, offering comprehensive financial planning and investment management services.

Investment Strategy

Baron Financial Group, LLC utilizes a diversified investment strategy tailored primarily to individuals and high-net-worth clients, alongside charitable organizations. Their portfolio comprises a mix of equities, ETFs, fixed income, and alternative assets, with positions in broad market index funds (such as SPY, IWM, QQQ, EFA) and targeted sector allocations. The firm emphasizes discretionary portfolio management, long-term asset growth, and risk mitigation, leveraging both passive and selective active management. Their approach is holistic, focusing on client financial goals, risk tolerance, and market opportunities, and regularly rebalances to adapt to changing conditions.

Top Buys
I
IWMISHARES TR
+$1.9M
S
SPYSPDR S&P 500 ETF TR
+$1.6M
Q
QQQINVESCO QQQ TR
+$1.1M
A
AAPLAPPLE INC
+$717.3K
C
CWBSPDR SERIES TRUST
+$567.9K
Top Sells
A
ABTABBOTT LABS
-$200.3K
I
IBMINTERNATIONAL BUSINESS MACHS
-$62.0K
C
CLCOLGATE PALMOLIVE CO
-$42.0K
V
VIGVANGUARD SPECIALIZED FUNDS
+$15.2K
A
ADPAUTOMATIC DATA PROCESSING IN
-$12.5K

Top Holdings

S
SPYSPDR S&P 500 ETF TR
+11.9%$21.8M
I
IWMISHARES TR
+9.8%$17.9M
V
VTIPVANGUARD MALVERN FDS
+7.2%$13.2M
Q
QQQINVESCO QQQ TR
+7.2%$13.2M
E
EFAISHARES TR
+3.9%$7.0M

Equity Positions (49)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
S
SPY
SPDR S&P 500 ETF TR11.94%$21.8M32,709$351.07$666.18+$1.6M
I
IWM
ISHARES TR9.81%$17.9M74,035$153.01$241.96+$1.9M
V
VTIP
VANGUARD MALVERN FDS7.21%$13.2M260,035$51.67$50.63+$98.4K
Q
QQQ
INVESCO QQQ TR7.21%$13.2M21,919$280.06$600.37+$1.1M
E
EFA
ISHARES TR3.86%$7.0M75,364$64.62$93.37+$301.6K

Industry Allocation

COMMODITY CONTRACTS BROKERS & DEALERS
+3.8%
ELECTRONIC COMPUTERS
+1.0%
SERVICES-PREPACKAGED SOFTWARE
+0.5%
COMPUTER & OFFICE EQUIPMENT
+0.4%
PETROLEUM REFINING
+0.4%