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Brogan Financial, Inc.
Brogan Financial, Inc. is an independent, SEC-registered investment advisory firm headquartered in Knoxville, Tennessee. Founded in 2001 by Jim Brogan, who is also President, Chief Investment Officer, and majority owner, the firm offers comprehensive financial planning and investment management services. These include investment and income distribution planning, retirement planning, tax and estate planning, and other wealth management solutions. Brogan Financial serves a diverse clientele—mainly individuals and families—focusing on retirement and financial independence strategies, with a commitment to fiduciary standards, transparent fees, and personalized service. The firm has been SEC-registered since 2008. Employee count is not explicitly stated in regulatory filings.
Investment Strategy
Brogan Financial employs a holistic approach to investment management and financial planning. Their strategy centers on customized asset allocation, risk management aligned with clients’ retirement and income needs, and integration of tax-efficient investment strategies. The firm provides ongoing advice regarding portfolio structure, retirement income sustainability, estate planning, and wealth transfer, striving to build long-term, diversified portfolios tailored to a client’s unique risk tolerance, financial objectives, and life stage. The advisory process includes periodic rebalancing, tax optimization, and proactive adjustments in response to changes in market conditions or the client’s goals.
Latest 13F Filing Activity
Brogan Financial, Inc. filed their most recent 13F report on Jun 30, 2025 disclosing 58 equity positions with a total 13F market value of $224M. The fund increased holdings in Etf Ser Solutions, Dimensional Etf Trust, Etf Ser Solutions among other positions. Brogan Financial, Inc. reduced exposure to TJX Cos Inc. New, Unitedhealth Group Inc., Merck & Co. Inc. among others.
Top Holdings
Equity Positions (58)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
A ACIO | ETF SER SOLUTIONS | 36.72% | $82.2M | 1,985,136 | $30.53 | $41.40 | +$7.3M |
O OSCV | ETF SER SOLUTIONS | 13.34% | $29.8M | 826,627 | $33.98 | $36.11 | +$2.3M |
D DRSK | ETF SER SOLUTIONS | 12.85% | $28.8M | 1,000,441 | $25.92 | $28.74 | +$2.1M |
R RSP | INVESCO EXCHANGE TRADED FD T | 10.94% | $24.5M | 134,723 | $174.90 | $181.74 | +$1.6M |
D DFAI | DIMENSIONAL ETF TRUST | 10.33% | $23.1M | 668,833 | $29.20 | $34.57 | +$3.3M |
Industry Allocation
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