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Capital Planning Advisors, LLC
Capital Planning Advisors, LLC is a boutique registered investment adviser (RIA) founded in California. Headquartered in Roseville, CA, the firm specializes in investment advisory, wealth planning, portfolio management, and retirement plan consulting. The firm serves individuals (including high net worth), families, businesses, institutions, pension plans, and charitable organizations, mainly throughout Northern California. Capital Planning Advisors employs about 9-10 professionals and focuses on providing highly personalized, relationship-driven financial advice and investment management for a limited number of clients, offering integrated financial planning and investment management strategies.
Investment Strategy
Capital Planning Advisors offers comprehensive portfolio management and financial planning tailored to each client's unique goals, risk tolerance, and financial circumstances. Investment advice is not restricted to specific asset types; portfolios are diversified across equities and other securities based on the client's objectives. Accounts are managed primarily on a discretionary basis, with ongoing monitoring, regular rebalancing, and advice provided at least annually. The firm incorporates financial planning into investment management at no additional fee. They emphasize long-term, holistic wealth management for individuals, families, retirement plans, and institutions with a minimum relationship balance of $500,000 for portfolio management.
Latest 13F Filing Activity
Capital Planning Advisors, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 137 equity positions with a total 13F market value of $682M. The fund increased holdings in Vanguard Tax-managed FDS, American Centy Etf TR, J P Morgan Exchange Traded F among other positions. Capital Planning Advisors, LLC reduced exposure to Ishares TR, Investment Managers Ser TR I, Invesco Exchange Traded FD T among others.
Top Holdings
Equity Positions (137)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
U USFR | WISDOMTREE TR | 6.75% | $46.0M | 915,074 | $50.26 | $50.31 | -$5.5M |
V VEA | VANGUARD TAX-MANAGED FDS | 6.38% | $43.5M | 763,393 | $50.69 | $57.01 | +$22.0M |
S SPHQ | INVESCO EXCHANGE TRADED FD T | 5.30% | $36.1M | 507,230 | $46.78 | $71.26 | +$776.0K |
G GLDM | WORLD GOLD TR | 5.29% | $36.1M | 550,270 | $40.26 | $65.52 | -$3.5M |
I IWF | ISHARES TR | 4.04% | $27.5M | 64,815 | $183.17 | $424.58 | +$2.8M |
Industry Allocation
Investment Team (1)
| Name | Role | Location | |
|---|---|---|---|
J Jim McCarthy | Portfolio Manager, Vice President of Investment Research | Roseville, CA , United States |
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