CWM, LLC
CWM, LLC is a registered investment advisor headquartered in Omaha, Nebraska, formed in November 2010. The firm specializes in providing investment management and financial planning services to retail clients, primarily individuals and high-net-worth individuals, and supports clients through a network of partner offices and investment adviser representatives. As of 2024, CWM, LLC employs over 1,100 people and manages billions in assets for thousands of accounts. They are known for their comprehensive wealth management offerings and personalized financial strategies.
Investment Strategy
CWM, LLC provides tailored asset management services, including designing customized investment portfolios based on client goals, risk tolerance, and financial objectives. Their strategy incorporates a broad array of asset classes and ongoing portfolio monitoring. They offer discretionary management, constructing individualized investment programs via managed account platforms and a 'wrap fee' structure when appropriate. CWM utilizes a client-centric approach focused on long-term wealth growth, continuous communication, and annual review to adapt strategies according to clients’ evolving needs.
Top Holdings
Equity Positions (5,016)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IVV | ISHARES TR | 2.73% | $906.2M | 1,353,920 | $478.36 | $669.30 | +$143.1M |
I IUSB | ISHARES TR | 2.40% | $799.1M | 17,108,743 | $48.76 | $46.71 | -$4.1M |
S SPLG | SPDR SERIES TRUST | 2.35% | $780.2M | 9,958,969 | $58.59 | $78.34 | +$57.6M |
A AAPL | APPLE INC | 1.92% | $638.2M | 2,506,458 | $185.97 | $254.63 | +$164.2M |
Q QUAL | ISHARES TR | 1.90% | $631.6M | 3,247,550 | $131.09 | $194.50 | +$12.4M |
Options Positions (9)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
S SPY | SPDR S&P 500 ETF TR | Sold | Call | $2.8M | 234 | $666.18 | $434.37 | -5 | +$762.0K |
S SPY | SPDR S&P 500 ETF TR | Bought | Put | $1.6M | 711 | $666.18 | $618.34 | +508 | +$1.1M |
N NVDA | NVIDIA CORPORATION | — | Put | $47.0K | 110 | $186.58 | $108.38 | 0 | +$25.0K |
A AMZN | AMAZON COM INC | — | Put | $19.0K | 20 | $219.57 | $190.26 | 0 | +$13.0K |
I IBIT | ISHARES BITCOIN TRUST ETF | New | Call | $13.0K | 100 | $65.00 | $65.00 | +100 | +$13.0K |