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Essex LLC
Essex LLC is a registered investment adviser with the SEC, headquartered in Deer Park, Illinois. Founded in 1997 by James W. Hartwell and Arthur, the firm provides customized investment management, retirement planning, estate planning, and tax planning services for individuals, families, and business owners. Essex LLC employs approximately 10 people and operates with a fiduciary duty to act in the best interest of its clients. Their approach is focused on personalized, planning-based money management and comprehensive financial advice.
Investment Strategy
Essex LLC develops customized investment plans based on each client's personal goals, risk tolerance, tax situation, age, and cash flow needs. The firm's strategy emphasizes sector allocation, diversification, thoughtful risk and volatility management, and ongoing proactive portfolio review and tactical reallocation. Essex’s philosophy is centered on personalized active management, strategic selection, and tax harvesting, with adherence to client suitability. The firm also provides specialized retirement and tax planning, coordinating across all aspects of a client’s financial life.
Latest 13F Filing Activity
Essex LLC filed their most recent 13F report on Jun 30, 2025 disclosing 174 equity positions and 1 options positions with a total 13F market value of $508M. The fund increased holdings in Select Sector SPDR TR, Nvidia Corporation, Ishares TR among other positions. Essex LLC reduced exposure to Advanced Micro Devices Inc., Starbucks Corp., Disney Walt Co. among others.
Top Holdings
Equity Positions (174)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
V VCIT | VANGUARD SCOTTSDALE FDS | 9.62% | $48.9M | 589,938 | $79.84 | $82.92 | +$127.7K |
V VCSH | VANGUARD SCOTTSDALE FDS | 7.17% | $36.5M | 458,576 | $76.17 | $79.50 | +$761.8K |
X XLK | SELECT SECTOR SPDR TR | 6.23% | $31.7M | 125,024 | $176.42 | $253.23 | +$9.0M |
S SJNK | SPDR SERIES TRUST | 5.27% | $26.8M | 1,050,861 | $26.70 | $25.48 | -$627.0K |
S SCHX | SCHWAB STRATEGIC TR | 4.57% | $23.2M | 950,382 | $18.86 | $24.44 | +$1.8M |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
C CL | COLGATE PALMOLIVE CO | Bought | Call | $240.9K | 27 | $90.90 | $90.90 | +26.5 | +$240.9K |
Industry Allocation
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