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Lee Financial Co.

CIK:0001391166
Investment Adviser
$2B AUM
145 holdings
Dallas, TX, United States
Founded:1975
39 employees
Latest filing:Jun 30, 2025

Lee Financial Company is an SEC-registered, independent wealth management and investment advisory firm headquartered in Dallas, Texas, founded in 1975 by Richard R. Lee, Jr. The firm provides personalized financial advisory services including financial planning, investment management, and family office services to high net worth individuals, families, and businesses nationwide. Lee Financial operates with a fee-only structure, upholding fiduciary duty, and employs approximately 39 professionals.

Investment Strategy

Lee Financial employs a client-centric, WholeVision™ approach that prioritizes continuous dialogue, proactive monitoring, and disciplined planning. Their investment philosophy centers on customized, long-term wealth management solutions, tailored to each client’s unique needs and objectives. The firm’s independence ensures that all advice is commission-free and solely in the client’s best interest, focusing on financial security, organization, and confidence through objective portfolio management and comprehensive planning.

Top Buys
I
IVVISHARES TR
+$19.5M
I
IVWISHARES TR
+$7.0M
I
IJHISHARES TR
+$6.1M
A
AVGOBROADCOM INC
+$2.8M
Q
QQQINVESCO QQQ TR
+$2.4M
Top Sells
X
XLESELECT SECTOR SPDR TR
-$7.7M
B
BRK-BBERKSHIRE HATHAWAY INC DEL
-$4.6M
A
AAPLAPPLE INC
-$1.3M
E
EMLPFIRST TR EXCHANGE-TRADED FD
-$1.0M
T
TXNTEXAS INSTRS INC
-$933.7K

Top Holdings

I
IVVISHARES TR
+24.5%$170.9M
I
IJHISHARES TR
+11.5%$80.5M
F
FNDXSCHWAB STRATEGIC TR
+8.5%$59.1M
B
BRK-BBERKSHIRE HATHAWAY INC DEL
+5.9%$41.0M
I
IVWISHARES TR
+5.8%$40.1M

Equity Positions (144)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
I
IVV
ISHARES TR24.51%$170.9M275,190$396.55$620.90+$19.5M
I
IJH
ISHARES TR11.55%$80.5M1,298,138$38.03$62.02+$6.1M
F
FNDX
SCHWAB STRATEGIC TR8.48%$59.1M2,409,524$18.24$24.54+$295.2K
B
BRK-B
BERKSHIRE HATHAWAY INC DEL5.87%$41.0M84,321$218.49$485.77-$4.6M
I
IVW
ISHARES TR5.75%$40.1M364,405$67.07$110.10+$7.0M

Industry Allocation

FIRE, MARINE & CASUALTY INSURANCE
+6.0%
COMMODITY CONTRACTS BROKERS & DEALERS
+3.5%
ELECTRONIC COMPUTERS
+2.0%
SERVICES-PREPACKAGED SOFTWARE
+1.8%
SEMICONDUCTORS & RELATED DEVICES
+1.3%