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Lesa Sroufe & Co.

CIK:0001492162
Investment Adviser
$0 AUM
70 holdings
Seattle, WA, United States
Founded:2004
25 employees
Latest filing:Jun 30, 2025

Lesa Sroufe & Co. is a Seattle-based, independent and majority women-owned registered investment advisory firm founded in 2004. The firm specializes in global all-cap value equity and balanced portfolio diversification. It serves private clients, brokers, and institutions, providing tailored investment solutions focused on undervalued and out-of-favor securities. Lesa Sroufe & Co. maintains GIPS compliance, fosters a collaborative team environment, and regularly engages clients through group conference calls. The employee count is under 25, reflecting a boutique approach to client service and investment management.

Investment Strategy

Lesa Sroufe & Co. follows a disciplined, value and contrarian investment philosophy. The firm applies a rigorous valuation framework, seeking significant margins-of-safety in prices versus intrinsic business value. They focus on undervalued and out-of-favor sectors and stocks to reduce risk while pursuing growth and capital preservation. The investment process includes comprehensive company analysis, patient holding strategies with an average stock holding period of three years, and active sector rotation. Portfolios typically contain 25–35 individual stocks, with annual turnover between 25–33%. Price targets are established on entry, with fundamentals reviewed at each milestone.

Top Buys
M
MSFTMICROSOFT CORP
+$2.5M
P
PSQPROSHARES SHORT QQQ ETF
+$2.0M
F
FLRFLUOR CORP
+$1.3M
A
AUANGLOGOLD ASHANTI PLC F
+$1.2M
A
AAALCOA CORP
+$1.1M
Top Sells
B
BBVABANCO BILBAO VIZCAYA A F SPONS
-$4.3M
P
PBRPETROLEO BRASILEIRO F SPONSORE
-$609.0K
V
VGTVANGUARD INFORMATION TECHNOLOG
-$279.0K
A
AMGNAMGEN INC.
-$274.0K
V
VUGVANGUARD GROWTH INDEX FUND ETF
-$250.0K

Top Holdings

M
MSFTMICROSOFT CORP
+9.3%$10.1M
A
AUANGLOGOLD ASHANTI PLC F
+5.4%$5.8M
P
PAASPAN AMERN SILVER CORP F
+5.1%$5.6M
N
NEMNEWMONT CORP
+4.3%$4.7M
M
MTBM & T BANK CORP
+4.1%$4.4M

Equity Positions (68)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
M
MSFT
MICROSOFT CORP9.30%$10.1M20,351$375.40$497.41+$2.5M
A
AU
ANGLOGOLD ASHANTI PLC F5.35%$5.8M127,815$37.28$45.57+$1.2M
P
PAAS
PAN AMERN SILVER CORP F5.11%$5.6M195,761$25.88$28.40+$596.0K
N
NEM
NEWMONT CORP4.32%$4.7M80,638$48.45$58.26+$872.0K
M
MTB
M & T BANK CORP4.07%$4.4M22,853$178.75$193.99+$348.0K

Industry Allocation

GOLD AND SILVER ORES
+20.1%
SERVICES-PREPACKAGED SOFTWARE
+10.0%
CRUDE PETROLEUM & NATURAL GAS
+7.8%
COMMODITY CONTRACTS BROKERS & DEALERS
+4.6%
FATS & OILS
+4.3%