Sign in

Neumann Capital Management, LLC

CIK:0001631930
Investment Adviser
$569M AUM
103 holdings
Foster City, CA, US
Founded:1990
4 employees
Latest filing:Sep 30, 2025

Neumann Capital Management, LLC (NCM) is an independent wealth management firm headquartered in Foster City, California. Founded in 1990, NCM primarily serves high net worth individuals with discretionary investment management services. The firm employs 4 professionals, all dedicated to investment management, and manages hundreds of millions in assets. NCM is SEC-registered and led by its principal owner, Caroline Neumann.

Investment Strategy

Neumann Capital Management specializes in personalized investment management for high net worth individuals. The firm emphasizes a discretionary approach, selecting asset allocations across U.S. equities, ETFs, and other liquid securities. Their philosophy centers on achieving long-term growth through fundamental analysis and proactive portfolio management. NCM's top holdings regularly include leading technology and financial companies, reflecting a growth-oriented and diversified investment strategy targeting capital appreciation and risk management for individual clients.

Top Buys
N
NVDANVIDIA CORPORATION
+$4.2M
A
AAPLAPPLE INC
+$3.9M
O
ORCLORACLE CORP
+$3.6M
G
GOOGLALPHABET INC
+$2.7M
I
IEMGISHARES INC
+$1.0M
Top Sells
V
VTEBVANGUARD MUN BD FDS
-$1.7M
G
GSGOLDMAN SACHS GROUP INC
-$334.1K
A
ACNACCENTURE PLC IRELAND
-$325.7K
R
ROPROPER TECHNOLOGIES INC
-$233.2K
M
MSFTMICROSOFT CORP
-$215.2K

Top Holdings

N
NVDANVIDIA CORPORATION
+9.3%$31.8M
I
IEFAISHARES TR
+7.4%$25.2M
O
ORCLORACLE CORP
+5.9%$20.0M
A
AAPLAPPLE INC
+5.8%$19.8M
S
SPYSPDR S&P 500 ETF TR
+5.1%$17.4M

Equity Positions (103)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
N
NVDA
NVIDIA CORPORATION9.31%$31.8M170,563$3.05$186.58+$4.2M
I
IEFA
ISHARES TR7.38%$25.2M288,796$63.66$87.31+$564.8K
O
ORCL
ORACLE CORP5.85%$20.0M71,123$45.36$281.24+$3.6M
A
AAPL
APPLE INC5.80%$19.8M77,846$65.37$254.63+$3.9M
S
SPY
SPDR S&P 500 ETF TR5.08%$17.4M26,089$245.09$666.18+$575.0K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+9.3%
SERVICES-PREPACKAGED SOFTWARE
+6.8%
ELECTRONIC COMPUTERS
+5.8%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+3.5%
NATIONAL COMMERCIAL BANKS
+2.8%