You're signed outSign in or to get full access.
Neumann Capital Management, LLC
Neumann Capital Management, LLC (NCM) is an independent wealth management firm headquartered in Foster City, California. Founded in 1990, NCM primarily serves high net worth individuals with discretionary investment management services. The firm employs 4 professionals, all dedicated to investment management, and manages hundreds of millions in assets. NCM is SEC-registered and led by its principal owner, Caroline Neumann.
Investment Strategy
Neumann Capital Management specializes in personalized investment management for high net worth individuals. The firm emphasizes a discretionary approach, selecting asset allocations across U.S. equities, ETFs, and other liquid securities. Their philosophy centers on achieving long-term growth through fundamental analysis and proactive portfolio management. NCM's top holdings regularly include leading technology and financial companies, reflecting a growth-oriented and diversified investment strategy targeting capital appreciation and risk management for individual clients.
Latest 13F Filing Activity
Neumann Capital Management, LLC filed their most recent 13F report on Sep 30, 2025 disclosing 103 equity positions with a total 13F market value of $342M. The fund increased holdings in Nvidia Corporation, Apple Inc., Oracle Corp. among other positions. Neumann Capital Management, LLC reduced exposure to Vanguard Mun BD FDS, Goldman Sachs Group Inc., Accenture PLC Ireland among others.
Top Holdings
Equity Positions (103)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NVDA | NVIDIA CORPORATION | 9.31% | $31.8M | 170,563 | $3.05 | $186.58 | +$4.2M |
I IEFA | ISHARES TR | 7.38% | $25.2M | 288,796 | $63.66 | $87.31 | +$564.8K |
O ORCL | ORACLE CORP | 5.85% | $20.0M | 71,123 | $45.36 | $281.24 | +$3.6M |
A AAPL | APPLE INC | 5.80% | $19.8M | 77,846 | $65.37 | $254.63 | +$3.9M |
S SPY | SPDR S&P 500 ETF TR | 5.08% | $17.4M | 26,089 | $245.09 | $666.18 | +$575.0K |
Industry Allocation
Ask Fintool AI Agent
Get instant answers from SEC filings, earnings calls & more