Sign in

You're signed outSign in or to get full access.

New England Professional Planning Group Inc.

CIK:0001540867
Investment Adviser
$1B AUM
43 holdings
Westerly, RI, USA
Founded:1975
13 employees
Latest filing:Sep 30, 2025

New England Professional Planning Group Inc. is an independent wealth management advisory firm headquartered in Westerly, Rhode Island, USA. Founded in 1975, the firm serves individuals, families, foundations, endowments, and neighbors throughout Rhode Island, Connecticut, and surrounding areas. Their experienced team includes several credentialed financial advisors, and they offer a comprehensive suite of wealth management services focused on personal relationships and putting client interests first. The firm's leadership includes Malcolm Makin, CFP®, as President and CEO.

Investment Strategy

The firm's investment strategy is centered on a client-first philosophy, developing personalized wealth management plans tailored to the needs of each client. They provide diversified portfolio management, retirement planning, and other advisory services, leveraging more than 40 years of industry experience. Emphasizing personal relationships and professional expertise, their approach is designed to maintain and grow the wealth of individuals, families, and institutions with a focus on long-term results, risk management, and fiduciary responsibility.

Latest 13F Filing Activity

New England Professional Planning Group Inc. filed their most recent 13F report on Sep 30, 2025 disclosing 43 equity positions with a total 13F market value of $218M. The fund increased holdings in Ishares TR, Ishares TR, Ishares TR among other positions. New England Professional Planning Group Inc. reduced exposure to Raymond James Finl Inc., Ishares TR, General Dynamics Corp. among others.

Top Buys
I
IVVISHARES TR
+$3.4M
I
IJRISHARES TR
+$1.4M
I
IJHISHARES TR
+$1.1M
A
AZNASTRAZENECA PLC
+$240.9K
A
AAPLAPPLE INC
+$222.3K
Top Sells
R
RJFRAYMOND JAMES FINL INC
-$6.9M
I
IXUSISHARES TR
-$342.7K
G
GDGENERAL DYNAMICS CORP
-$335.4K
S
SLVISHARES SILVER TR
-$328.2K
Q
QQQINVESCO QQQ TR
-$216.8K

Top Holdings

I
IVVISHARES TR
+37.1%$81.0M
J
JIREJ P MORGAN EXCHANGE TRADED F
+24.9%$54.4M
I
IJHISHARES TR
+18.7%$40.8M
I
IJRISHARES TR
+9.1%$19.8M
I
IXUSISHARES TR
+1.1%$2.4M

Equity Positions (43)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
ISHARES TR37.12%$81.0M125,125$336.25$669.30+$3.4M
J P MORGAN EXCHANGE TRADED F24.92%$54.4M759,048$65.80$73.54-$29.5K
ISHARES TR18.68%$40.8M643,768$42.46$65.26+$1.1M
ISHARES TR9.06%$19.8M171,220$85.48$118.83+$1.4M
ISHARES TR1.08%$2.4M30,425$60.58$82.58-$342.7K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+0.9%
ELECTRONIC COMPUTERS
+0.6%
PHARMACEUTICAL PREPARATIONS
+0.5%
PETROLEUM REFINING
+0.5%
RAILROADS, LINE-HAUL OPERATING
+0.4%