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Alan Conner

Alan Conner

President at Novapoint Capital, LLC

Atlanta, GA , United States

About

Alan J. Conner is President and Chief Compliance Officer at NovaPoint Capital, LLC, an investment management firm based in Atlanta, Georgia. In this role, he leads the firm’s operations and oversees its compliance functions, while also serving as the lead fixed income portfolio manager. NovaPoint Capital manages portfolios for institutions, individuals, and provides sub-advisory services, with investment strategies spanning individually managed equity and fixed income portfolios, Exchange Traded Fund (ETF) portfolios, and short-term cash management.

Alan is recognized for his expertise in fixed income asset management and developing balance sheet strategies for depository institutions, with additional experience in equity portfolios and nonprofit sectors. He has managed portfolios for family offices and institutional clients, and previously held roles at Spectrum Advisory Services and the Bank Group division of Countrywide Capital Markets, where he focused on constructing investment strategies for organizational clients in the finance and banking industry.

Alan holds both a Bachelor of Science in Banking and Finance and an MBA in Finance from Nova Southeastern University. With more than 25 years in investment management, he has contributed to innovative securities-based fundraising approaches for nonprofits and sits on the board of Positive Growth, a community organization. Alan is also an endurance athlete and a three-time IRONMAN finisher.

Career History

OrganizationRoleDate RangeDetails
NovaPoint Capital LLCPresidentJun 2015 to Present
President and Chief Compliance Officer of a Registered Investment Advisor firm.
Novapoint CFOPresidentJan 2010 to Present
We assist Independent Contractors with Incorporation, Accounting and Investment Planning.
Spectrum Advisory Services, IncFixed Income AnalystOct 2004 to May 2015
Trading of Taxable Fixed Income Securities / Cash Management / Back office operations / Compliance
Arduus Asset Management, LLCChief Investment OfficerNov 2001 to Oct 2004
Countrywide Securities CorporationDirector, Institutional SalesMay 2000 to Dec 2001
Asset / Liability Management consulting for Banking Institutions with assets < $5 Billion
Orosey & Pepe Capital Markets, Inc.Investment BankerFeb 1999 to May 2000
Asset / Liability Management Consulting for Depositories under $5 Billion in assets Sale and purchase of various fixed income assets (MBS, Treasury, Agency, whole loans, SBA Loans) Sale and purchase o...

Education

Nova Southeastern University

Master of Business Administration (MBA), Accounting and Finance

2003 2006

Nova Southeastern University

Bachelor of Science (BS), Banking and Finance

Skills & Expertise

Fixed Income
Marketing
Microsoft Office
Research
Banking
Derivatives
Strategic Planning
Public Speaking
Fundraising
Sales Management
Product Development
Assetmanagement
Cash Management
Accounting
Portfolio Management
Capital Markets
Investments
Excel
Compliance
Business Planning
Risk Management
Asset Management
Microsoft Excel
Financial Analysis
Management
Due Diligence
Risk
Trading
Securities

Others at Novapoint Capital, LLC (2)

NameRoleLocation
Frederick Wright
Frederick Wright
Managing Director and Portfolio ManagmentAtlanta, GA , United States
T
Tim Benbow
Managing Director and Portfolio ManagerRoswell, GA , United States

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