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Alan Conner

President at Novapoint Capital, LLC

Atlanta, GA , United States

About

Alan J. Conner is the President and Chief Compliance Officer of NovaPoint Capital, LLC, based in Atlanta, GA. With over 25 years of experience in the investment management industry, he co-founded NovaPoint Capital and leads the firm’s operations, regulatory compliance, and fixed income portfolio management. He is responsible for overseeing investment strategies for a diverse client base, including institutions, nonprofit organizations, and high-net-worth individuals.

Alan’s expertise centers on fixed income securities, individually managed equity and bond portfolios, and short-term cash management solutions. He previously served as a fixed income manager at Spectrum Advisory Services and a private family office, and developed balance sheet strategies for depository institutions at Countrywide Capital Markets. His asset class focus includes fixed income, equities, and ETF-based portfolios, with a notable emphasis on designing innovative strategies to meet client-specific objectives and risk tolerances.

Alan holds a BS in Banking and an MBA in Finance from Nova Southeastern University. He is a Certified Plan Fiduciary Advisor (CPFA). His leadership has contributed significantly to the establishment of NovaPoint as a trusted investment manager, and he actively supports community organizations, serving on the board of Positive Growth, Inc. He is also recognized for his personal achievements as a three-time IRONMAN finisher.

Career History

OrganizationRoleDate RangeDetails
Novapoint Capital LLCPresidentJun 2015 to Present
NovaPoint Capital is a Registered Investment Advisor based in Atlanta. We manage investment portfolios for high net worth individuals, family offices, corporations, pensions, endowments and foundation...
Spectrum Advisory Services, Inc.Fixed Income AnalystOct 2004 to May 2015
Trading of Taxable Fixed Income Securities / Cash Management / Back office operations / Compliance
Novapoint CfoPresidentJan 2010 to Present
We assist Independent Contractors with Incorporation, Accounting and Investment Planning. Phone: 800-517-0CFO 800-517-0236
Arduus Asset ManagementChief Investment OfficerNov 2001 to Oct 2004
Bank of AmericaDirector, Institutional SalesMay 2000 to Dec 2001
Asset / Liability Management consulting for Banking Institutions with assets < $5 Billion
Orosey & Pepe Capital MarketsInvestment BankerFeb 1999 to May 2000
* Asset / Liability Management Consulting for Depositories under $5 Billion in assets * Sale and purchase of various fixed income assets (MBS, Treasury, Agency, whole loans, SBA Loans) * Sale and purc...

Education

Nova Southeastern University

Master of Business Administration, Accounting, Finance

2003 2006

Nova Southeastern University

Bachelor of Science, Banking, Finance

2001 2001

Others at Novapoint Capital, LLC (1)

NameRoleLocation
T
Tim Benbow
Managing Director and Portfolio ManagerRoswell, GA , United States