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About
Alan J. Conner is President and Chief Compliance Officer at NovaPoint Capital, LLC, an investment management firm based in Atlanta, Georgia. In this role, he leads the firm’s operations and oversees its compliance functions, while also serving as the lead fixed income portfolio manager. NovaPoint Capital manages portfolios for institutions, individuals, and provides sub-advisory services, with investment strategies spanning individually managed equity and fixed income portfolios, Exchange Traded Fund (ETF) portfolios, and short-term cash management.
Alan is recognized for his expertise in fixed income asset management and developing balance sheet strategies for depository institutions, with additional experience in equity portfolios and nonprofit sectors. He has managed portfolios for family offices and institutional clients, and previously held roles at Spectrum Advisory Services and the Bank Group division of Countrywide Capital Markets, where he focused on constructing investment strategies for organizational clients in the finance and banking industry.
Alan holds both a Bachelor of Science in Banking and Finance and an MBA in Finance from Nova Southeastern University. With more than 25 years in investment management, he has contributed to innovative securities-based fundraising approaches for nonprofits and sits on the board of Positive Growth, a community organization. Alan is also an endurance athlete and a three-time IRONMAN finisher.
Career History
| Organization | Role | Date Range | Details |
|---|---|---|---|
| NovaPoint Capital LLC | President | Jun 2015 to Present | President and Chief Compliance Officer of a Registered Investment Advisor firm. |
| Novapoint CFO | President | Jan 2010 to Present | We assist Independent Contractors with Incorporation, Accounting and Investment Planning. |
| Spectrum Advisory Services, Inc | Fixed Income Analyst | Oct 2004 to May 2015 | Trading of Taxable Fixed Income Securities / Cash Management / Back office operations / Compliance |
| Arduus Asset Management, LLC | Chief Investment Officer | Nov 2001 to Oct 2004 | — |
| Countrywide Securities Corporation | Director, Institutional Sales | May 2000 to Dec 2001 | Asset / Liability Management consulting for Banking Institutions with assets < $5 Billion |
| Orosey & Pepe Capital Markets, Inc. | Investment Banker | Feb 1999 to May 2000 | Asset / Liability Management Consulting for Depositories under $5 Billion in assets Sale and purchase of various fixed income assets (MBS, Treasury, Agency, whole loans, SBA Loans) Sale and purchase o... |
Education
Nova Southeastern University
Master of Business Administration (MBA), Accounting and Finance
2003 — 2006
Nova Southeastern University
Bachelor of Science (BS), Banking and Finance
Skills & Expertise
Others at Novapoint Capital, LLC (2)
| Name | Role | Location |
|---|---|---|
| Managing Director and Portfolio Managment | Atlanta, GA , United States | |
T Tim Benbow | Managing Director and Portfolio Manager | Roswell, GA , United States |
Similar Fund Managers
| Name | Role | Fund | Location |
|---|---|---|---|
| Analyst | Covey Capital Advisors, LLC | Atlanta, GA , United States |