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Plotkin Financial Advisors, LLC

CIK:0001826394
Investment Adviser
$222M AUM
93 holdings
Chevy Chase, MD, United States
Founded:2003
4 employees
Latest filing:Jun 30, 2025

Plotkin Financial Advisors, LLC is an independent investment advisory and financial planning firm registered with the SEC. Founded in 2003 by Shimshon Plotkin, the firm is headquartered in Chevy Chase, Maryland, and oversees approximately $221.8 million in assets. It serves high net worth individuals in the Washington, DC metropolitan area and beyond, with a primary focus on personalized financial planning, asset management, and fiduciary advice. The firm employs around 4-5 professionals, including Certified Financial Planners, supporting clients through an open, communicative relationship-driven approach.

Investment Strategy

Plotkin Financial Advisors provides tailored investment management and financial planning strategies for high net worth individuals. The firm employs a fee-based model, avoiding commissions and acting under a fiduciary standard. Investment solutions are customized according to each client’s risk profile, long-term goals, and asset allocation needs, emphasizing diversification, transparency, and open communication. Advisors must possess or work towards CFP® credentials, ensuring a high level of competency and ethical standards. Plotkin’s philosophy centers on building trust and maintaining integrity through deeply personalized service.

Top Buys
S
SMHVANECK SEMICONDUCTOR ETF
+$2.4M
Q
QQQINVESCO QQQ TRUST SERIES I
+$2.2M
V
VTIVANGUARD TOTAL STOCK MARKET ETF
+$1.8M
C
CIBRFIRST TRUST NASDAQ CYBERSECURITY ETF
+$1.5M
N
NVDANVIDIA CORPORATION COM
+$1.4M
Top Sells
S
SSOPROSHARES ULTRA S&P 500
-$695.9K
A
AAPLAPPLE INC COM
-$505.5K
T
TSLATESLA INC COM
-$320.6K
M
METAMETA PLATFORMS INC CL A
-$283.8K
A
ADBEADOBE INC COM
-$228.2K

Top Holdings

V
VTIVANGUARD TOTAL STOCK MARKET ETF
+9.5%$17.3M
Q
QQQINVESCO QQQ TRUST SERIES I
+6.4%$11.6M
R
RDVYFIRST TRUST RISING DIVIDEND ACHIEVERS ETF
+6.0%$10.9M
M
MOATVANECK MORNINGSTAR WIDE MOAT ETF
+6.0%$10.8M
S
SMHVANECK SEMICONDUCTOR ETF
+5.5%$9.9M

Equity Positions (93)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
V
VTI
VANGUARD TOTAL STOCK MARKET ETF9.54%$17.3M56,917$245.55$303.93+$1.8M
Q
QQQ
INVESCO QQQ TRUST SERIES I6.39%$11.6M21,006$336.04$551.64+$2.2M
R
RDVY
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF6.03%$10.9M174,141$49.54$62.74+$689.4K
M
MOAT
VANECK MORNINGSTAR WIDE MOAT ETF5.98%$10.8M115,496$80.09$93.79+$487.1K
S
SMH
VANECK SEMICONDUCTOR ETF5.45%$9.9M35,432$113.12$278.88+$2.4M

Industry Allocation

ELECTRONIC COMPUTERS
+3.2%
SERVICES-PREPACKAGED SOFTWARE
+1.7%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+1.5%
SEMICONDUCTORS & RELATED DEVICES
+1.4%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+1.3%