Prospera Financial Services Inc.
Prospera Financial Services, Inc. is a Dallas, Texas-based independent broker-dealer and registered investment adviser, founded in 1982. With approximately 265 employees, Prospera serves independent financial advisors and their clients, providing access to a full array of investment products, compliance, and back-office support. The firm specializes in supporting entrepreneurial advisors and offers comprehensive resources for financial planning and wealth management.
Investment Strategy
Prospera Financial focuses on empowering independent financial advisors through robust support, technology, compliance, and a broad platform of investment solutions including stocks, bonds, mutual funds, ETFs, and alternative investments. Their strategy centers on providing tailored services for advisors who seek operational independence while leveraging the security and infrastructure of a larger firm. They emphasize personal client relationships, independence for advisors, and diverse portfolio access.
Top Holdings
Equity Positions (1,295)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
A AAPL | APPLE INC | 3.18% | $170.8M | 832,443 | $155.15 | $205.17 | -$4.8M |
N NVDA | NVIDIA CORPORATION | 3.05% | $163.7M | 1,036,142 | $31.17 | $157.99 | +$50.1M |
M MSFT | MICROSOFT CORP | 2.36% | $126.8M | 254,791 | $316.23 | $497.41 | +$38.2M |
A AMZN | AMAZON COM INC | 1.79% | $96.0M | 437,444 | $174.06 | $219.39 | +$23.3M |
B BRK-B | BERKSHIRE HATHAWAY INC DEL | 1.45% | $78.0M | 160,532 | $442.17 | $485.77 | +$55.4M |