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PVG Asset Management Corp.

CIK:0000820434
Investment Adviser
$21M AUM
58 holdings
Golden, CO, US
Founded:2000
10 employees
Latest filing:Jun 30, 2025

PVG Asset Management Corp is a boutique investment advisory firm headquartered in Golden, Colorado. Registered with the SEC, the firm manages investment accounts for individuals and institutions. PVG focuses on portfolio management and advisory services, serving a mix of high-net-worth clients and institutional investors. While the exact founding year is not listed, their SEC filings and registration history indicate ongoing operation for over two decades with a small team.

Investment Strategy

PVG Asset Management Corp takes a diversified, multi-asset approach, actively managing equity, ETF, and alternative strategy portfolios. Their holdings include a blend of index ETFs (such as VOO, IVV), option-income funds (BXMX), and select individual equities, reflecting a focus on risk-managed, income-oriented investing for both growth and capital preservation. The firm actively trades positions to adapt to changing market conditions and client objectives.

Latest 13F Filing Activity

PVG Asset Management Corp. filed their most recent 13F report on Jun 30, 2025 disclosing 55 equity positions with a total 13F market value of $29M. The fund increased holdings in SPDR Barclays Capital 1-3 Month (bil), Neos Etf Trust S&P 500 High Income (spyi), Invesco Etf TR S&P Equal Weighted (rsp) among other positions. PVG Asset Management Corp. reduced exposure to Nuveen S&P 500 Buy-write Income FD (bxmx), Proshares Ultrashort S&P 500 (sds), Apple Inc. (aapl) among others.

Top Buys
B
BILSPDR Barclays Capital 1-3 month (bil)
+$2.0M
S
SPYINeos ETF Trust S&P 500 High Income (spyi)
+$662.4K
R
RSPInvesco ETF Tr S&P Equal Weighted (rsp)
+$638.5K
A
AVGOBroadcom Inc. (avgo)
+$572.9K
A
ARKKARK Innovation ETF (arkk)
+$514.7K
Top Sells
S
SPDNNuveen S&P 500 Buy-Write Income Fd (bxmx)
-$4.1M
C
CAGProShares UltraShort S&P 500 (sds)
-$250.4K
C
CKPTApple Inc. (AAPL)
-$214.6K
G
GOOGAlphabet Inc Cap Cl C (goog)
-$166.8K
A
AAPLApple Inc. (AAPL)
-$160.1K

Top Holdings

B
BILSPDR Barclays Capital 1-3 month (bil)
+17.6%$5.2M
V
VOOVanguard Index S&P 500 (voo)
+4.3%$1.3M
D
DERMJourney Medical Corp. (derm)
+3.7%$1.1M
A
AVXLAnavex Life Sciences Corp. (avxl)
+3.5%$1.0M
I
IVVS&P 500 INDX (ivv)
+3.4%$1.0M

Equity Positions (55)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
SPDR Barclays Capital 1-3 month (bil)17.60%$5.2M56,360$91.71$91.73+$2.0M
Vanguard Index S&P 500 (voo)4.29%$1.3M2,219$501.28$568.03+$117.5K
Journey Medical Corp. (derm)3.66%$1.1M149,764$5.40$7.18+$46.5K
Anavex Life Sciences Corp. (avxl)3.50%$1.0M111,445$9.68$9.22+$318.7K
S&P 500 INDX (ivv)3.43%$1.0M1,621$548.41$620.90+$95.1K

Industry Allocation

PHARMACEUTICAL PREPARATIONS
+12.1%
SEMICONDUCTORS & RELATED DEVICES
+6.6%
SERVICES-PREPACKAGED SOFTWARE
+5.0%
BIOLOGICAL PRODUCTS, (NO DIAGNOSTIC SUBSTANCES)
+4.9%
RETAIL-CATALOG & MAIL-ORDER HOUSES
+3.2%