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Thoroughbred Financial Services, LLC
Thoroughbred Financial Services, LLC is a registered investment adviser and broker-dealer headquartered in Brentwood, Tennessee. The firm was founded in 1999, serves clients both as brokers and as portfolio managers, and is registered with the SEC. With approximately 34 employees, Thoroughbred Financial caters primarily to individual investors, high net worth individuals, pension and profit sharing plans, and business entities, providing comprehensive wealth management and financial planning services.
Investment Strategy
Thoroughbred Financial Services, LLC provides customized portfolio management and investment advisory services with a focus on public equities and mutual funds. The firm predominantly serves individual investors and high net worth clients, constructing diversified portfolios tailored to each client's goals and risk tolerance. Thoroughbred Financial employs both discretionary and non-discretionary management strategies, with an emphasis on transparent, conflict-free advice. The firm maintains a fiduciary approach, though it settled an SEC action in 2018 regarding share class disclosure and has since enhanced its compliance procedures.
Latest 13F Filing Activity
Thoroughbred Financial Services, LLC filed their most recent 13F report on Jun 30, 2025 disclosing 541 equity positions with a total 13F market value of $1B. The fund increased holdings in Nvidia Corporation, Broadcom Inc., Ishares TR among other positions. Thoroughbred Financial Services, LLC reduced exposure to Apple Inc., Escalade Inc., Pacer FDS TR among others.
Top Holdings
Equity Positions (541)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
N NVDA | NVIDIA CORPORATION | 5.57% | $79.7M | 504,161 | $38.99 | $157.99 | +$14.0M |
A AAPL | APPLE INC | 4.14% | $59.2M | 288,549 | $136.71 | $205.17 | -$24.3M |
M MSFT | MICROSOFT CORP | 3.58% | $51.2M | 102,875 | $284.51 | $497.41 | +$1.8M |
A AMZN | AMAZON COM INC | 2.57% | $36.8M | 167,584 | $138.12 | $219.39 | -$2.0M |
A AVGO | BROADCOM INC | 1.98% | $28.3M | 102,596 | $68.82 | $275.65 | +$9.7M |
Industry Allocation
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