Tradewinds, LLC.
TRADEWINDS, LLC is a SEC-registered investment adviser headquartered in Raleigh, North Carolina, United States. The firm holds the SEC CIK 0001932342 and specializes in financial expertise for a variety of clients. Current filings indicate a portfolio of over 200 positions with notable holdings in major US equities. TRADEWINDS, LLC provides asset management services tailored to institutional and individual investors and focuses on equity investments. Specific details regarding founding year, employee count, and street address are not disclosed in current public sources.
Investment Strategy
TRADEWINDS, LLC utilizes an active investment management strategy focusing primarily on equities with large tactical overweight and underweight asset allocation decisions based on quantitative, backward-looking momentum analysis of financial markets. The approach is designed to adjust portfolio allocations according to changing market environments and is suitable for clients who believe in dynamic asset allocation. The firm manages diversified portfolios, with top holdings in technology and financial sectors.
Latest 13F Filing Activity
Tradewinds, LLC. filed their most recent 13F report on Jun 30, 2025 disclosing 82 equity positions with a total 13F market value of $132M. The fund increased holdings in SPDR Series Trust, Schwab Strategic TR, Ishares TR among other positions. Tradewinds, LLC. reduced exposure to Apple Inc., Nvidia Corporation, Microsoft Corp. among others.
Top Holdings
Equity Positions (82)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SPLG | SPDR SERIES TRUST | 11.01% | $14.5M | 199,609 | $72.69 | $72.69 | +$14.5M |
S SCHD | SCHWAB STRATEGIC TR | 7.09% | $9.3M | 352,264 | $26.50 | $26.50 | +$9.3M |
I IUSG | ISHARES TR | 4.70% | $6.2M | 41,143 | $150.40 | $150.40 | +$6.2M |
F FBND | FIDELITY MERRIMACK STR TR | 3.83% | $5.0M | 110,251 | $45.75 | $45.75 | +$5.0M |
I IJH | ISHARES TR | 3.73% | $4.9M | 79,297 | $61.69 | $62.02 | +$4.5M |
Industry Allocation
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