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Vivaldi Capital Management LP
Vivaldi Capital Management LP is an SEC-registered investment advisory firm headquartered in Chicago, Illinois. Founded in 2012, it is a privately-owned entity specializing in integrated wealth management services for high-net-worth individuals, families, family offices, and a select group of institutions, including their related entities like trusts and retirement plans. The firm employs approximately 69 professionals and provides advisory services across a wide spectrum of traditional and alternative investments. Vivaldi Capital Management LP is owned primarily by VFT Holdings LP, whose principal owners include David Sternberg, Michael Peck, Randal Golden, Chad Eisenberg, and Scott Hergott.
Investment Strategy
Vivaldi Capital Management LP employs a customized, client-centric approach designed to serve the specific asset allocation needs of each client, spanning traditional and alternative strategies. Its investment process uses 'building block' strategies across equities (including global, domestic, tax managed, thematic, and master limited partnerships), fixed income (core and flexible), alternatives (strategic, multi-manager, and individual managers), real estate (REITs, qualified opportunity zone funds), and private equity (direct investments, funds, co-investments). Portfolios are constructed based on client goals, risk tolerance, investment horizon, and liquidity needs, and may involve both in-house and third-party managed strategies in vehicles such as mutual funds, ETFs, limited partnerships, closed-end funds, separately managed accounts, and private funds. The firm also provides access to multi-manager platforms and private investment opportunities as part of its comprehensive advisory services.
Latest 13F Filing Activity
Vivaldi Capital Management LP filed their most recent 13F report on Jun 30, 2025 disclosing 295 equity positions with a total 13F market value of $666M. The fund increased holdings in Nvidia Corporation, Marvell Technology Inc., Alphabet Inc. among other positions. Vivaldi Capital Management LP reduced exposure to United Parcel Service Inc., Apple Inc., Robert Half Inc. among others.
Top Holdings
Equity Positions (295)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
A AAPL | APPLE INC | 4.75% | $31.7M | 154,269 | $190.00 | $205.17 | -$3.0M |
N NVDA | NVIDIA CORPORATION | 3.29% | $21.9M | 138,529 | $104.20 | $157.99 | +$6.4M |
B BK | BANK NEW YORK MELLON CORP | 3.26% | $21.7M | 238,120 | $76.16 | $91.11 | -$709.8K |
S SPLG | SPDR SERIES TRUST | 2.86% | $19.0M | 261,762 | $37.82 | $72.69 | +$1.7M |
A AMAT | APPLIED MATLS INC | 2.70% | $18.0M | 98,374 | $162.63 | $183.07 | +$3.1M |
Industry Allocation
Investment Team (1)
| Name | Role | Location | |
|---|---|---|---|
 | Trader | Chicago, IL , United States |
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