XML Financial, LLC
CIK:0001800465
Investment Adviser
$3B AUM
392 holdings
Bethesda, MD, USA
XML Financial, LLC is an investment firm that offers a range of financial services. It is associated with XML Financial Group, which includes XML Securities, LLC, a FINRA-regulated broker-dealer.
Investment Strategy
Diversified portfolio management, including significant holdings in technology and finance sectors.
Top Buys
B
BSVVANGUARD BD INDEX FDS+$20.1M
A
AAPLAPPLE INC+$5.8M
Q
QDIVGLOBAL X FDS+$5.5M
S
SUBISHARES TR+$4.7M
S
SCHGSCHWAB STRATEGIC TR+$4.1M
Top Sells
B
BNDVANGUARD BD INDEX FDS-$21.6M
M
MUNIPIMCO ETF TR-$10.3M
D
DJIAGLOBAL X FDS-$5.7M
G
GOODGLADSTONE COMMERCIAL CORP-$1.2M
U
UPSUNITED PARCEL SERVICE INC-$1.1M
Top Holdings
S
SCHGSCHWAB STRATEGIC TR+4.1%$50.7M
I
IWFISHARES TR+3.1%$38.0M
S
SCHVSCHWAB STRATEGIC TR+2.9%$35.5M
D
DGROISHARES TR+2.8%$34.6M
M
MSFTMICROSOFT CORP+2.6%$31.3M
Equity Positions (390)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
S SCHG | SCHWAB STRATEGIC TR | 4.13% | $50.7M | 1,588,681 | $15.67 | $31.91 | +$4.1M |
I IWF | ISHARES TR | 3.09% | $38.0M | 81,096 | $249.67 | $468.41 | +$3.5M |
S SCHV | SCHWAB STRATEGIC TR | 2.89% | $35.5M | 1,220,524 | $22.00 | $29.11 | +$2.2M |
D DGRO | ISHARES TR | 2.82% | $34.6M | 508,226 | $45.14 | $68.08 | +$2.3M |
M MSFT | MICROSOFT CORP | 2.55% | $31.3M | 60,484 | $245.92 | $517.95 | +$956.5K |
Options Positions (1)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
B BP | BP PLC | New | Call | $103.4K | 30 | $34.46 | $34.46 | +30 | +$103.4K |
Industry Allocation
SERVICES-PREPACKAGED SOFTWARE
+3.1%
NATIONAL COMMERCIAL BANKS
+2.9%
PHARMACEUTICAL PREPARATIONS
+2.8%
ELECTRONIC COMPUTERS
+2.6%
SEMICONDUCTORS & RELATED DEVICES
+2.1%