D. James Umpleby III

D. James Umpleby III has built a distinguished career with CAT, demonstrating progressive leadership across various segments of the business. Starting his journey at a company subsidiary in 1980 " " , his long tenure has been marked by a series of key roles that have shaped CAT's operational and strategic landscape.

His professional path includes significant milestones such as leading the Solar Turbines division as Vice President and later President from 2010 to 2012 " " , followed by his role as Group President for the Energy & Transportation segment from 2013 to 2016. " " These positions underscored his expertise in overseeing complex business units and financial responsibilities.

Elevated to CEO in 2017 " " and then taking on the role of Chairman of the Board in 2018 " " , his leadership has not only influenced CAT's global operations but also its sustainability, diversity, and stakeholder relations. His broad experience spans over four decades, reflecting a deep commitment to the growth and innovation of the company. " "

Despite a wealth of information on his professional achievements, specific details about his personal education or additional personal background have not been provided in the documents. " "

Non-equity Incentive Plan Compensation (Cash Bonus)

*Performance metrics are based on corporate and business unit results and Strategic Objectives Modifiers, with oversight by the Compensation and Human Resources Committee. " " *

Equity Incentive Plan Awards (Performance-Based Restricted Stock Units)

Option Awards (Time-Based)