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B. Riley Asset Management, LLC

CIK:0001841077
Asset Manager
$5M AUM
9 holdings
Los Angeles, CA, United States
Founded:1997
2,383 employees
Latest filing:Jun 30, 2025

B. Riley Asset Management, LLC is an investment management subsidiary of B. Riley Financial, headquartered in Los Angeles, California. B. Riley Financial was founded in 1997 and serves institutional and high net worth clients globally, providing diversified financial services including asset management, investment banking, research, and advisory. The firm employs over 2,000 people across various business lines and specializes in collaborative, opportunistic strategies leveraging the parent company’s cross-platform capabilities.

Investment Strategy

B. Riley Asset Management, LLC adopts an opportunistic, results-driven investment approach, leveraging B. Riley Financial’s cross-platform expertise to deliver tailored capital solutions. The firm invests its own capital alongside clients, deploying capital across sectors and asset classes derived from proprietary deal flow and comprehensive in-house operational analysis. Its strategy is focused on identifying high-return opportunities at various stages of the business lifecycle and adapting dynamically to market conditions, often taking an active role in its investments through operational improvements and structured solutions.

Top Buys
A
APLDAPPLIED DIGITAL CORP
+$7.3M
S
SQNSSEQUANS COMMUNICATIONS S A
-$2.5M
C
CDZICADIZ INC
-$1.7M
R
RSKDRISKIFIED LTD
+$303.1K
T
TENBTENABLE HLDGS INC
-$299.6K
Top Sells
S
SQNSSEQUANS COMMUNICATIONS S A
-$2.5M
F
FIVNFIVE9 INC
-$2.2M
C
CDZICADIZ INC
-$1.7M
S
SIMOSILICON MOTION TECHNOLOGY CO
-$1.2M
M
MKSIMKS INSTRS INC
-$717.7K

Top Holdings

A
APLDAPPLIED DIGITAL CORP
+67.4%$16.4M
S
SQNSSEQUANS COMMUNICATIONS S A
+23.7%$5.8M
C
CXMSPRINKLR INC
+4.9%$1.2M
R
RSKDRISKIFIED LTD
+1.2%$303.1K
T
TENBTENABLE HLDGS INC
+1.2%$284.9K

Equity Positions (9)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
A
APLD
APPLIED DIGITAL CORP67.44%$16.4M1,631,453$1.95$10.07+$7.3M
S
SQNS
SEQUANS COMMUNICATIONS S A23.73%$5.8M3,932,984$3.49$1.47-$2.5M
C
CXM
SPRINKLR INC4.85%$1.2M139,657$9.20$8.46+$34.7K
R
RSKD
RISKIFIED LTD1.24%$303.1K60,750$4.99$4.99+$303.1K
T
TENB
TENABLE HLDGS INC1.17%$284.9K8,434$39.17$33.78-$299.6K

Industry Allocation

SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+67.8%
SEMICONDUCTORS & RELATED DEVICES
+23.7%
SERVICES-PREPACKAGED SOFTWARE
+6.0%
SERVICES-BUSINESS SERVICES, NEC
+1.2%
WATER SUPPLY
+1.1%