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Mizuho Securities USA LLC

CIK:0000812291
Asset Manager
$24M AUM
712 holdings
New York, NY, United States
Founded:1917
6,800 employees
Latest filing:Sep 30, 2025

Mizuho Securities USA LLC is a leading U.S. investment banking and securities firm based in New York, NY. It operates as the U.S. broker-dealer arm of Mizuho Financial Group, providing investment banking, capital markets, and securities services to institutional clients. The firm primarily serves corporations, financial institutions, and government entities. It is part of a global network under the Mizuho Securities Co., Ltd. umbrella, which was originally established in 1917. Employee count for the USA entity is not published; the global securities business counts approximately 6,800 employees as of mid-2025.

Investment Strategy

Mizuho Securities USA LLC focuses on providing investment banking, capital markets, and securities services, specializing in sophisticated financial solutions for corporate, institutional, and government clients. Its approach integrates global reach with local market expertise, emphasizing both primary and secondary market activities across equities and fixed income, as well as strategic advisory services. The firm's philosophy centers on risk management, client-centric advisory, and tailored execution to facilitate access to both U.S. and international capital markets.

Top Buys
N
NVDANVIDIA CORPORATION
+$43.3M
A
AAPLAPPLE INC
+$39.1M
G
GOOGLALPHABET INC
+$19.3M
M
MSFTMICROSOFT CORP
+$18.8M
A
AMZNAMAZON COM INC
+$18.6M
Top Sells
S
SPYSPDR S&P 500 ETF TR
-$69.6M
X
XRTSPDR SERIES TRUST
-$65.5M
A
AACTARES ACQUISITION CORP II
-$19.9M
R
RENECARTESIAN GROWTH CORP II
-$14.6M
D
DTSQDT CLOUD STAR ACQUISITION CO
-$8.2M

Top Holdings

N
NVDANVIDIA CORPORATION
+6.3%$309.5M
M
MSFTMICROSOFT CORP
+5.6%$274.3M
A
AAPLAPPLE INC
+5.1%$250.9M
S
SPYSPDR S&P 500 ETF TR
+3.4%$165.9M
A
AMZNAMAZON COM INC
+3.3%$161.9M

Equity Positions (599)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
N
NVDA
NVIDIA CORPORATION6.27%$309.5M1,777,136$159.46$186.58+$43.3M
M
MSFT
MICROSOFT CORP5.56%$274.3M541,383$498.46$517.95+$18.8M
A
AAPL
APPLE INC5.08%$250.9M1,080,876$207.40$254.63+$39.1M
S
SPY
SPDR S&P 500 ETF TR3.36%$165.9M251,169$617.85$666.18-$69.6M
A
AMZN
AMAZON COM INC3.28%$161.9M706,853$219.40$219.57+$18.6M

Options Positions (1)

TickerSecurityActionTypeNotional ValueContractsUnderlying PricePremium PaidChange (Contracts)Change (Value)
Q
QQQ
INVESCO QQQ TRBought
Put
$132.4K2,000$600.37$600.32+1,998-$82.0K

Industry Allocation

SEMICONDUCTORS & RELATED DEVICES
+10.0%
SERVICES-PREPACKAGED SOFTWARE
+8.8%
SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.
+7.5%
BLANK CHECKS
+7.1%
ELECTRONIC COMPUTERS
+5.2%