Elequin Securities, LLC
ELEQUIN SECURITIES, LLC is a registered brokerage and investment advisory firm headquartered in New York, NY. The firm, associated in filings with Elequin Capital LP under the same CIK, operates primarily as a broker-dealer and institutional investment services provider. It is regulated by FINRA and the SEC, and serves institutional clients through market access and trading services. The SEC filings indicate it was formerly known as Elequin Capital LP, and rebranded to Elequin Securities, LLC in January 2023. Employee count is not publicly disclosed, suggesting a small to midsize team.
Investment Strategy
Elequin Securities, LLC focuses on providing execution and trading services for institutional clients. According to 13F filings, the firm builds positions across listed equity, ETF, and fund products, with recent holdings reflecting significant allocations to cryptocurrency-based ETFs as well as major US and global equities. Their strategy aims at serving client execution needs rather than traditional discretionary asset management, positioning itself as a market access and liquidity facilitator for institutional asset managers.
Top Holdings
Equity Positions (293)
| Ticker | Security | Weight | Market Value | Shares | Avg Cost | Price | Change (QoQ) |
|---|---|---|---|---|---|---|---|
I IBIT | ISHARES BITCOIN TRUST ETF | 10.06% | $76.9M | 1,255,682 | $60.31 | $61.21 | +$70.4M |
N NEE-PR | NEXTERA ENERGY INC | 5.90% | $45.0M | 1,134,000 | $39.74 | $39.74 | +$45.0M |
F FBTC | FIDELITY WISE ORIGIN BITCOIN | 4.80% | $36.7M | 390,010 | $93.99 | $93.99 | +$36.7M |
F FETH | FIDELITY ETHEREUM FD | 2.62% | $20.0M | 793,745 | $29.14 | $25.17 | +$13.0M |
E ETHA | ISHARES ETHEREUM TR | 1.78% | $13.6M | 712,497 | $19.14 | $19.07 | +$13.5M |
Options Positions (10)
| Ticker | Security | Action | Type | Notional Value | Contracts | Underlying Price | Premium Paid | Change (Contracts) | Change (Value) |
|---|---|---|---|---|---|---|---|---|---|
G GOOGL | ALPHABET INC | Sold | Put | $3.2M | 180 | $176.23 | $187.13 | -140 | -$1.8M |
M META | META PLATFORMS INC | Sold | Put | $2.5M | 34 | $738.09 | $579.85 | -1,015 | -$58.0M |
G GOOGL | ALPHABET INC | Sold | Call | $2.4M | 136 | $176.23 | $154.64 | -59 | -$618.8K |
A AMZN | AMAZON COM INC | Sold | Put | $2.1M | 95 | $219.39 | $219.39 | -241 | -$4.3M |
A AMD | ADVANCED MICRO DEVICES INC | Sold | Put | $1.6M | 115 | $141.90 | $120.79 | -120 | -$782.5K |