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Sanders Morris Harris LLC

CIK:0001053994
Asset Manager
$4B AUM
307 holdings
Houston, TX, United States
Founded:1987
50 employees
Latest filing:Sep 30, 2025

Sanders Morris Harris LLC, established in 1987 and headquartered in Houston, TX, is a privately owned investment firm dually registered as a broker-dealer and registered investment adviser. As part of Tectonic Financial, Inc., the firm manages private client wealth across asset classes and provides institutional trading, insurance, private equity, and lending services. Sanders Morris Harris employs a comprehensive, customized approach to wealth management and private equity investments, serving high-net-worth individuals, families, institutions, and businesses. The firm is known for investing alongside its clients and helping companies grow, with an estimated employee count around 50.

Investment Strategy

Sanders Morris Harris LLC employs a client-centric investment strategy focusing on 'Investing in Common,' meaning the firm invests its own capital alongside client assets. They emphasize a conservative, long-term approach to wealth management, customized asset allocation, and portfolio construction using a mix of traditional and alternative investments. The firm's private equity practice targets growth companies by working with committed management teams, while their wealth management division provides holistic financial planning, risk management, and legacy planning tailored to individual client goals.

Top Buys
Q
QQQINVESCO QQQ TR
+$30.9M
N
NVDANVIDIA CORPORATION
+$29.8M
S
SPYSPDR S&P 500 ETF TR
+$25.8M
A
AAPLAPPLE INC
+$20.7M
B
BXBLACKSTONE INC
+$13.4M
Top Sells
I
IWFISHARES TR
-$6.1M
E
ELANELANCO ANIMAL HEALTH INC
-$4.1M
U
UBERUBER TECHNOLOGIES INC
-$3.0M
M
MSIFMSC INCOME FUND INC
-$2.5M
W
WYNNWYNN RESORTS LTD
-$2.4M

Top Holdings

Q
QQQINVESCO QQQ TR
+20.2%$152.9M
B
BXBLACKSTONE INC
+12.1%$91.1M
N
NVDANVIDIA CORPORATION
+4.6%$34.9M
C
CSWCCAPITAL SOUTHWEST CORP
+4.0%$29.9M
A
AAPLAPPLE INC
+3.8%$29.0M

Equity Positions (296)

TickerSecurityWeightMarket ValueSharesAvg CostPriceChange (QoQ)
Q
QQQ
INVESCO QQQ TR20.22%$152.9M254,638$465.93$600.37+$30.9M
B
BX
BLACKSTONE INC12.05%$91.1M533,400$130.26$170.85+$13.4M
N
NVDA
NVIDIA CORPORATION4.61%$34.9M186,855$161.66$186.58+$29.8M
C
CSWC
CAPITAL SOUTHWEST CORP3.96%$29.9M1,368,607$23.31$21.86-$725.3K
A
AAPL
APPLE INC3.83%$29.0M113,868$220.00$254.63+$20.7M

Industry Allocation

INVESTMENT ADVICE
+12.1%
SEMICONDUCTORS & RELATED DEVICES
+6.9%
SERVICES-PREPACKAGED SOFTWARE
+4.6%
PHARMACEUTICAL PREPARATIONS
+4.2%
ELECTRONIC COMPUTERS
+3.9%